Senior Staff

Board Staff

George BoticSpecial Advisor to Chairman James R. Doty
Karen B. DietrichSpecial Counsel to Board Member Jay D. Hanson
Francis "Abe" DymondSpecial Counsel to Board Member Jeanette M. Franzel
Nina Mojiri-AzadSpecial Counsel to Board Member Steven B. Harris
Samantha E. RossSpecial Counsel to Chairman James R. Doty
Zoe SharpSpecial Counsel to Board Member Lewis H. Ferguson

Center for Economic Analysis

Luigi ZingalesFounding Director
Patricia LedesmaProgram Leader
Michael J. GurbuttSenior Advisor to the Program Leader
Christian LeuzEconomic Advisor

Division of Enforcement and Investigations

Claudius B. ModestiDirector
Kyra C. ArmstrongDeputy Director, Attorney
Mark A. AdlerDeputy Director, Chief Trial Counsel
Michael PlotnickDeputy Chief Trial Counsel
Raymond J. HammDeputy Director, Accountant
Marion E. KoenigsDeputy Director, Accountant
William RyanDeputy Director, Attorney
C. Ian AndersonRegional Associate Director

Division of Registration and Inspections

Helen A. MunterDirector
Chris MandalerisSenior Deputy Director, Global Network Firm Inspection Program
Robert MadayDeputy Director, Broker-Dealer Audit Firm Inspection Program
Santina RoccaDeputy Director, Office of the Director
G. Alan SkinnerDeputy Director, Non-Affiliated Firm Inspection Program
Sarah WilliamsDeputy Director, Registration

Office of Administration

Suzanne KinzerChief Administrative Officer
William F. WigginsSenior Deputy Chief Administrative Officer
Amy C. HargrettChief Financial Officer

Office of Government Relations

Kent BonhamDirector

Office of Information Technology

Nirav KapadiaDirector

Office of Internal Oversight and Performance Assurance

Peter SchleckDirector
Fred DoggettDeputy Director

Office of International Affairs

S. Bruce WilsonDirector

Office of Outreach and Small Business Liaison

Mary M. SjoquistDirector

Office of Public Affairs

Colleen BrennanDirector

Office of Research and Analysis

Gregory J. JonasDirector
Andres VinelliDeputy Director, Chief Economist
Brent HanDeputy Director, Business Intelligence
Timothy GustafsonDeputy Director
George WilfertDeputy Director, Senior Technical Advisor
Michael LofingDeputy Director, Risk Analysis

Office of the Chief Auditor

Martin F. BaumannChief Auditor and Director of Professional Standards
Jennifer A. RandDeputy Chief Auditor/Deputy Division Director
Greg ScatesDeputy Chief Auditor
Keith WilsonDeputy Chief Auditor
Karen Buck BurgessCounsel to the Chief Auditor
John PowersEconomic Advisor to the Chief Auditor

Office of the Chief Hearing Officer

Marc B. DorfmanChief Hearing Officer

Office of the General Counsel

J. Gordon SeymourGeneral Counsel
Michael StevensonDeputy General Counsel
Barbara B. HanniganEthics Officer and Senior Compliance Counsel

Office of the Secretary

Phoebe W. BrownSecretary