Settled Disciplinary Orders
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The disciplinary orders below represent all of the settlements that the Board has reached with registered firms or their associated persons, against which the Board has instituted disciplinary proceedings.
As required by the Sarbanes-Oxley Act, contested Board disciplinary proceedings are confidential and nonpublic, unless and until there is a final decision imposing sanctions. |
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| Title | Country | Effective Date |
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Rehan Saeed, CPA | United States | May 21, 2013 | | Michael F. Cronin, CPA and Michael F. Cronin, CPA | United States | May 14, 2013 | | P. Parikh & Associates, Ashok B. Rajagiri, CA, Sandeep P. Parikh, CA, and Sundeep P S G Nair, CA | India | April 24, 2013 | | Baumgarten & Company LLP | United States | Feb. 21, 2013 | | Dale Arnold Hotz, CPA, Jyothi Nuthulaganti Manohar, CPA, and Michael Jared Fadner,CPA | United States | Nov. 13, 2012 | | Jewett, Schwartz, Wolfe & Associates, P.L. | United States | Sept. 7, 2012 | | Lawrence H. Wolfe, CPA | United States | Sept. 7, 2012 | | Michael T. Studer, CPA, P.C., and Michael T. Studer, CPA | United States | Sept. 7, 2012 | | Uma D. Basso, CPA | United States | Sept. 7, 2012 | | Brock, Schechter & Polakoff, LLP | United States | May 22, 2012 | | James R. Waggoner, CPA | United States | May 22, 2012 | | Ernst & Young LLP, Jeffrey S. Anderson, CPA, Ronald Butler, Jr., CPA, Thomas A. Christie, CPA, and Robert H. Thibault, CPA | United States | Feb. 8, 2012 | | Bentleys Brisbane Partnership and Robert John Forbes, CA | Australia | Dec. 20, 2011 | | Reuben E. Price & Co., Public Accountancy Corp. | United States | Dec. 20, 2011 | | GLO CPAs, LLLP | United States | Nov. 30, 2011 | | Darrin G. Estella, CPA | United States | Aug. 1, 2011 | | Peter C. O'Toole, CPA | United States | Aug. 1, 2011 | | Chisholm, Bierwolf, Nilson & Morrill, LLC, Todd D. Chisholm, CPA, and Troy F. Nilson, CPA | United States | April 8, 2011 | | Price Waterhouse, Bangalore, Lovelock & Lewes, Price Waterhouse & Co., Bangalore, Price Waterhouse, Calcutta, and Price Waterhouse & Co., Calcutta | India | April 5, 2011 | | J. Crane CPA, P.C. and James Crane | United States | Jan. 19, 2011 | | Jacqueline A. Higgins, CPA | United States | Dec. 3, 2010 | | Traci Jo Anderson and Traci Jo Anderson, CPA | United States | Aug. 12, 2010 | | Robert T. Taylor, CPA and Robert T. Taylor, CPA | United States | April 27, 2010 | | Chintapatla Ravindernath | India | March 16, 2010 | | Siva Prasad Pulavarthi | India | March 16, 2010 | | Jennifer Nakao, CPA | United States | Feb. 17, 2010 | | Ray O Westergard, CPA | United States | Feb. 17, 2010 | | The Blackwing Group, LLC and Sara L. Jenkins, CPA | United States | Dec. 22, 2009 | | Moore & Associates, Chartered, and Michael J. Moore, CPA | United States | Aug. 27, 2009 | | Lawrence Scharfman CPA PA, and Lawrence Scharfman, CPA | United States | Aug. 11, 2009 | | Thomas J. Linden, CPA | United States | Aug. 11, 2009 | | Drakeford & Drakeford, LLC and John A. DellaDonna, CPA | United States | June 16, 2009 | | Clancy and Co., P.L.L.C., Jennifer C. Nipp, CPA, and Judith J. Clancy, CPA | United States | March 31, 2009 | | Cordovano and Honeck, P.C., and Samuel D. Cordovano, CPA | United States | Dec. 18, 2008 | | Christopher E. Anderson, CPA | United States | Oct. 31, 2008 | | Jaspers + Hall, PC, Thomas M. Jaspers, CPA, and Patrick A. Hall, CPA | United States | Oct. 21, 2008 | | Wieseneck, Andres & Company, P.A., and Thomas B. Andres, CPA | United States | April 22, 2008 | | Ann Marie Fitzpatrick, CPA | United States | Dec. 14, 2007 | | Kantor, Geisler & Oppenheimer, P.A., Steven M. Kantor, CPA, and Thomas E. Sewell | United States | Dec. 14, 2007 | | Stephen J. Nardi, CPA | United States | Dec. 14, 2007 | | Deloitte & Touche LLP | United States | Dec. 10, 2007 | | James L. Fazio, CPA | United States | Dec. 10, 2007 | | Susan E. Birkert | United States | Nov. 14, 2007 | | Timothy L. Steers, CPA, LLC, and Timothy L. Steers, CPA | United States | Nov. 14, 2007 | | Thomas Benson and Thomas Benson, CPA | United States | June 29, 2007 | | Williams & Webster, P.S., Kevin J. Williams, CPA, and John G. Webster, CPA | United States | June 12, 2007 | | Armando C. Ibarra, P.C., Armando C. Ibarra, Sr., and Armando C. Ibarra, Jr. | United States | Dec. 19, 2006 | | Turner Stone & Company, LLP and Edward Turner, CPA | United States | Dec. 19, 2006 | | Reuben E. Price & Co. Public Accountancy Corp. | United States | April 18, 2006 | | Clyde Bailey, P.C., and Clyde B. Bailey, CPA | United States | Nov. 22, 2005 | | Kenny H. Lee CPA Group, Inc., and Kwang Ho Lee, CPA | United States | Nov. 22, 2005 | | Alan J. Goldberger, CPA and William A. Postelnik, CPA | United States | May 24, 2005 | | Goldstein and Morris, CPAs, P.C. and Edward B. Morris, CPA | United States | May 24, 2005 |
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Rules
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