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Settled Disciplinary Orders 

The disciplinary orders below represent all of the settlements that the Board has reached with registered firms or their associated persons, against which the Board has instituted disciplinary proceedings.

As required by the Sarbanes-Oxley Act, contested Board disciplinary proceedings are confidential and nonpublic, unless and until there is a final decision imposing sanctions.

 Settled Disciplinary Orders

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TitleCountryEffective Date
Patrick Rodgers, CPA, PA and Patrick E. Rodgers, CPAPDF DocumentUnited StatesMarch 6, 2014
Labrozzi & Co., P.A., and Douglas A. Labrozzi, CPAPDF DocumentUnited StatesFeb. 13, 2014
Iter Audit S.R.L.PDF DocumentItalyDec. 17, 2013
Acquavella, Chiarelli, Shuster, Berkower & Co., LLPPDF DocumentUnited StatesNov. 21, 2013
David T. Svoboda, CPAPDF DocumentUnited StatesNov. 21, 2013
Harris F Rattray CPA, PL, and Harris F. Rattray, CPAPDF DocumentUnited StatesNov. 21, 2013
Hood & Associates CPAs, P.C., and Rick C. Freeman, CPAPDF DocumentUnited StatesNov. 21, 2013
Deloitte & Touche LLPPDF DocumentUnited StatesOct. 22, 2013
Nathan M. Suddeth, CPAPDF DocumentUnited StatesSept. 10, 2013
Lake & Associates, CPA's LLC, and Jay Charles Lake, CPAPDF DocumentUnited StatesAug. 13, 2013
Gruber & Co., LLC, and E. Randall Gruber, CPAPDF DocumentUnited StatesJune 27, 2013
Rehan Saeed, CPAPDF DocumentUnited StatesMay 21, 2013
Michael F. Cronin, CPA and Michael F. Cronin, CPAPDF DocumentUnited StatesMay 14, 2013
P. Parikh & Associates, Ashok B. Rajagiri, CA, Sandeep P. Parikh, CA, and Sundeep P S G Nair, CAPDF DocumentIndiaApril 24, 2013
Baumgarten & Company LLPPDF DocumentUnited StatesFeb. 21, 2013
Dale Arnold Hotz, CPA, Jyothi Nuthulaganti Manohar, CPA, and Michael Jared Fadner,CPAPDF DocumentUnited StatesNov. 13, 2012
Jewett, Schwartz, Wolfe & Associates, P.L.PDF DocumentUnited StatesSept. 7, 2012
Lawrence H. Wolfe, CPAPDF DocumentUnited StatesSept. 7, 2012
Michael T. Studer, CPA, P.C., and Michael T. Studer, CPAPDF DocumentUnited StatesSept. 7, 2012
Uma D. Basso, CPAPDF DocumentUnited StatesSept. 7, 2012
Brock, Schechter & Polakoff, LLPPDF DocumentUnited StatesMay 22, 2012
James R. Waggoner, CPAPDF DocumentUnited StatesMay 22, 2012
Ernst & Young LLP, Jeffrey S. Anderson, CPA, Ronald Butler, Jr., CPA, Thomas A. Christie, CPA, and Robert H. Thibault, CPAPDF DocumentUnited StatesFeb. 8, 2012
Bentleys Brisbane Partnership and Robert John Forbes, CAPDF DocumentAustraliaDec. 20, 2011
Reuben E. Price & Co., Public Accountancy Corp.PDF DocumentUnited StatesDec. 20, 2011
GLO CPAs, LLLPPDF DocumentUnited StatesNov. 30, 2011
Darrin G. Estella, CPAPDF DocumentUnited StatesAug. 1, 2011
Peter C. O'Toole, CPAPDF DocumentUnited StatesAug. 1, 2011
Chisholm, Bierwolf, Nilson & Morrill, LLC, Todd D. Chisholm, CPA, and Troy F. Nilson, CPAPDF DocumentUnited StatesApril 8, 2011
Price Waterhouse, Bangalore, Lovelock & Lewes, Price Waterhouse & Co., Bangalore, Price Waterhouse, Calcutta, and Price Waterhouse & Co., CalcuttaPDF DocumentIndiaApril 5, 2011
J. Crane CPA, P.C. and James CranePDF DocumentUnited StatesJan. 19, 2011
Jacqueline A. Higgins, CPAPDF DocumentUnited StatesDec. 3, 2010
Traci Jo Anderson and Traci Jo Anderson, CPAPDF DocumentUnited StatesAug. 12, 2010
Robert T. Taylor, CPA and Robert T. Taylor, CPAPDF DocumentUnited StatesApril 27, 2010
Chintapatla RavindernathPDF DocumentIndiaMarch 16, 2010
Siva Prasad PulavarthiPDF DocumentIndiaMarch 16, 2010
Jennifer Nakao, CPAPDF DocumentUnited StatesFeb. 17, 2010
Ray O Westergard, CPAPDF DocumentUnited StatesFeb. 17, 2010
The Blackwing Group, LLC and Sara L. Jenkins, CPAPDF DocumentUnited StatesDec. 22, 2009
Moore & Associates, Chartered, and Michael J. Moore, CPAPDF DocumentUnited StatesAug. 27, 2009
Lawrence Scharfman CPA PA, and Lawrence Scharfman, CPAPDF DocumentUnited StatesAug. 11, 2009
Thomas J. Linden, CPAPDF DocumentUnited StatesAug. 11, 2009
Drakeford & Drakeford, LLC and John A. DellaDonna, CPAPDF DocumentUnited StatesJune 16, 2009
Clancy and Co., P.L.L.C., Jennifer C. Nipp, CPA, and Judith J. Clancy, CPAPDF DocumentUnited StatesMarch 31, 2009
Cordovano and Honeck, P.C., and Samuel D. Cordovano, CPAPDF DocumentUnited StatesDec. 18, 2008
Christopher E. Anderson, CPAPDF DocumentUnited StatesOct. 31, 2008
Jaspers + Hall, PC, Thomas M. Jaspers, CPA, and Patrick A. Hall, CPAPDF DocumentUnited StatesOct. 21, 2008
Wieseneck, Andres & Company, P.A., and Thomas B. Andres, CPAPDF DocumentUnited StatesApril 22, 2008
Ann Marie Fitzpatrick, CPAPDF DocumentUnited StatesDec. 14, 2007
Kantor, Geisler & Oppenheimer, P.A., Steven M. Kantor, CPA, and Thomas E. SewellPDF DocumentUnited StatesDec. 14, 2007
Stephen J. Nardi, CPAPDF DocumentUnited StatesDec. 14, 2007
Deloitte & Touche LLPPDF DocumentUnited StatesDec. 10, 2007
James L. Fazio, CPAPDF DocumentUnited StatesDec. 10, 2007
Susan E. BirkertPDF DocumentUnited StatesNov. 14, 2007
Timothy L. Steers, CPA, LLC, and Timothy L. Steers, CPAPDF DocumentUnited StatesNov. 14, 2007
Thomas Benson and Thomas Benson, CPAPDF DocumentUnited StatesJune 29, 2007
Williams & Webster, P.S., Kevin J. Williams, CPA, and John G. Webster, CPAPDF DocumentUnited StatesJune 12, 2007
Armando C. Ibarra, P.C., Armando C. Ibarra, Sr., and Armando C. Ibarra, Jr.PDF DocumentUnited StatesDec. 19, 2006
Turner Stone & Company, LLP and Edward Turner, CPAPDF DocumentUnited StatesDec. 19, 2006
Reuben E. Price & Co. Public Accountancy Corp.PDF DocumentUnited StatesApril 18, 2006
Clyde Bailey, P.C., and Clyde B. Bailey, CPAPDF DocumentUnited StatesNov. 22, 2005
Kenny H. Lee CPA Group, Inc., and Kwang Ho Lee, CPAPDF DocumentUnited StatesNov. 22, 2005
Alan J. Goldberger, CPA and William A. Postelnik, CPAPDF DocumentUnited StatesMay 24, 2005
Goldstein and Morris, CPAs, P.C. and Edward B. Morris, CPAPDF DocumentUnited StatesMay 24, 2005
   
 

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