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 Enforcement

Enforcement Tips and Referrals

To provide a tip on potential violations of law or PCAOB rules, contact us by any method below:

Online: Tip and Referral Form

E-Mail: Tip Center

Fax: 202-862-0757

Phone: 800-741-3158

Postal Mail:
  PCAOB Tip Center
  1666 K Street, NW
  Washington, DC 20006

 

The PCAOB has authority to investigate and discipline registered public accounting firms and persons associated with those firms for noncompliance with the Sarbanes-Oxley Act of 2002, the rules of the PCAOB and the Securities and Exchange Commission, and other laws, rules, and professional standards governing the audits of public companies, brokers, and dealers. When violations are found, the PCAOB can impose appropriate sanctions. As required by the Sarbanes-Oxley Act, the Board’s investigations are confidential and nonpublic. The Sarbanes-Oxley Act also requires that disciplinary proceedings are confidential and nonpublic, unless and until there is a final decision imposing sanctions.