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Featured Issue: Small Business

Forum on Auditing in the Small Business Environment 

The Forum on Auditing in the Small Business Environment is a program for representatives of the small business community to learn more about the work of the Board, specifically the PCAOB inspection process and the impact of new auditing standards. Auditors from smaller registered public accounting firms are invited to attend.

The Forums on Auditing Smaller Broker-Dealers are designed specifically for those auditors who are registered with the PCAOB because they audit brokers or dealers as well as for auditors with both small business and broker-dealer clients. The seminars, which are offered at no cost to attendees, give participants the chance to learn about and discuss PCAOB issues with Board members and staff.

Upcoming Forums

May 8, 2014Dallas, TX
May 28, 2014Chicago, IL – Forum on Auditing Smaller Broker-Dealers
May 29, 2014Chicago, IL
June 13, 2014Jersey City, NJ – Forum on Auditing Smaller Broker-Dealers
July 17, 2014New York, NY
Sept. 11, 2014Vancouver, British Columbia
Oct. 9, 2014Atlanta, GA
Oct. 29, 2014Miami, FL – Forum on Auditing Smaller Broker-Dealers
Oct. 30, 2014Miami, FL
Dec. 2, 2014Las Vegas, NV – Forum on Auditing Smaller Broker-Dealers
Dec. 3, 2014Las Vegas, NV


E-Mail: Margaret Hopkins
Phone: 202-207-9081

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