Firm Inspection Reports
|
The Board inspects all registered public accounting firms that regularly issue audit reports for companies and other issuers. The relatively small number of firms that issue audit reports for more than 100 issuers are inspected annually. Other registered firms that regularly issue audit reports for issuers are, in general, inspected at least once every three years. The Board also inspects registered firms that play a substantial role in audits of issuers. Many firms registered with the Board perform no audit work for issuers, and the Board does not inspect those firms.
The Board prepares a report on each inspection it conducts, and a portion of each report is made publicly available when issued. Many reports contain nonpublic content, which may include, among other things, discussion of potential defects in a firm's system of quality control. Any such quality control criticisms remain nonpublic if the firm addresses them to the Board's satisfaction within 12 months after the report date. If a firm fails to satisfactorily address any of the quality control criticisms within 12 months, the portion of the report discussing the particular criticism(s) is made publicly available. |
|
|
|
|
|
| View All | Filter by: | A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q, R, S, T, U, V, W, X, Y, Z |
|
|
|
|---|
| Aaron Stein | July 31, 2008 | QC criticisms now public | | Aaron Stein | Nov. 30, 2006 | QC criticisms now public | | Abelovich, Polano & Asociados S.R.L. (Argentina) | April 29, 2011 | | | Abrams, Foster, Nole & Williams, P.A. | Dec. 16, 2010 | QC criticisms now public | | Abrams, Foster, Nole & Williams, P.A. | Nov. 21, 2008 | QC criticisms now public | | Accounting & Consulting Group, LLP | June 4, 2009 | | | Accuity LLP | Sept. 30, 2010 | | | Acquavella, Chiarelli, Shuster, Berkower & Co., LLP | Sept. 23, 2011 | | | AGCA, Inc. | Dec. 7, 2010 | | | Ahearn, Jasco & Company, P.A. | Sept. 24, 2007 | | | Ahearn, Jasco + Company, P.A. | June 23, 2005 | | | Aidman, Piser & Company, P.A. | Sept. 24, 2007 | | | AJ. Robbins, P.C. | March 31, 2010 | | | AJ. Robbins, P.C. | Dec. 22, 2008 | QC criticisms now public | | Akin, Doherty, Klein & Feuge, P.C. | Sept. 30, 2008 | | | Akin, Doherty, Klein & Feuge, P.C. | April 6, 2006 | | | Alba Romeo & Co. (Philippines) | Jan. 28, 2011 | | | Albert Wong & Co. (Hong Kong SAR) | March 31, 2010 | | | Alexander Thompson Arnold PLLC | Dec. 22, 2011 | | | Alexander Thompson Arnold PLLC | Oct. 7, 2008 | | | Allen G. Roth, P.A. | Feb. 28, 2008 | | | Alpern Rosenthal | Aug. 9, 2011 | | | Altschuler, Melvoin and Glasser LLP | March 14, 2007 | | | Amisano Hanson, Chartered Accountants (Canada) | April 19, 2007 | | | Amper, Politziner & Mattia, LLP | Dec. 16, 2010 | | | Amper, Politziner & Mattia, P.C. | Sept. 24, 2007 | | | Anchin, Block & Anchin LLP | April 27, 2009 | | | Anchin, Block & Anchin LLP | Jan. 25, 2007 | | | Anderson ZurMuehlen & Co., P.C. | March 9, 2006 | | | Andrews Hooper & Pavlik P.L.C. | June 4, 2009 | | | Anness, Gerlach & Williams, Inc. | Aug. 15, 2006 | | | Anton & Chia, LLP | April 29, 2011 | | | Anton Collins Mitchell LLP | May 27, 2010 | | | Anton Collins Mitchell LLP | April 24, 2008 | | | Anton Collins Mitchell LLP | June 23, 2005 | | | Arik Eshel CPA, & Assoc., P.C. | Dec. 23, 2010 | | | Arik Eshel CPA, & Assoc., P.C. | Oct. 22, 2009 | | | Armando C. Ibarra, Certified Public Accountant, a professional corporation | June 23, 2005 | QC criticisms now public | | Armanino McKenna LLP | March 31, 2010 | | | Armanino McKenna LLP | April 2, 2009 | | | Armanino McKenna LLP | March 9, 2006 | | | Arnett & Foster, P.L.L.C. | March 31, 2010 | | | Arnett & Foster, P.L.L.C. | March 20, 2008 | | | Arnett & Foster, P.L.L.C. | July 13, 2006 | | | Aronson & Company, A Professional Corporation | April 2, 2009 | | | Aronson & Company, A Professional Corporation | March 14, 2007 | | | Arshad M Farooq | Feb. 24, 2011 | | | Arshad M Farooq | Sept. 24, 2007 | | | Arthur F. Bell, Jr. & Associates, L.L.C. | Nov. 6, 2007 | | | Arthur F. Bell, Jr. & Associates, LLC | Dec. 22, 2011 | | | Ary Roepcke Mulchaey, P.C. | Sept. 23, 2011 | | | Ary, Roepcke & Mulchaey, P.C. | May 21, 2008 | | | Ary, Roepcke & Mulchaey, P.C. | Feb. 2, 2006 | | | Asher & Company, Ltd. | Nov. 6, 2007 | | | Audit Firm Femida Audit LLC (Russian Federation) | Oct. 27, 2011 | | | Austin, Niester, Beauchamp and Finnegan, P. C. | June 19, 2008 | | | Austin, Niester, Beauchamp and Finnegan, P. C. | Feb. 2, 2006 | | | Austin, Niester, Schweihofer & Finnegan, P.C. | July 29, 2010 | |
|
|
|
|
|
|
|
|
|
|
|
RELATED INFORMATION
TO VIEW REPORT
Click on the firm name
TO SORT REPORTSIn the “View All” Mode
Click on the column headings to sort by firm, date, or whether a firm failed to satisfactorily address quality control criticisms. Wait for the page to finish loading before trying to open any documents. In the “Filter by Letter” Mode
Select a letter of the alphabet to see all the firm reports that begin with that letter. Within each letter subgroup, you also may sort by date and whether the firm failed to satisfactorily address quality control criticisms. After sorting, wait for the page to load before trying to open any documents.
RULES
|