Firm Inspection Reports
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The Board inspects all registered public accounting firms that regularly issue audit reports for companies and other issuers. The relatively small number of firms that issue audit reports for more than 100 issuers are inspected annually. Other registered firms that regularly issue audit reports for issuers are, in general, inspected at least once every three years. The Board also inspects registered firms that play a substantial role in audits of issuers. Many firms registered with the Board perform no audit work for issuers, and the Board does not inspect those firms.
The Board prepares a report on each inspection it conducts, and a portion of each report is made publicly available when issued. Many reports contain nonpublic content, which may include, among other things, discussion of potential defects in a firm's system of quality control. Any such quality control criticisms remain nonpublic if the firm addresses them to the Board's satisfaction within 12 months after the report date. If a firm fails to satisfactorily address any of the quality control criticisms within 12 months, the portion of the report discussing the particular criticism(s) is made publicly available. |
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| Firm | Country |
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Aaron Stein | United States | July 31, 2008 | QC criticisms now public | | Aaron Stein | United States | Nov. 30, 2006 | QC criticisms now public | | ABBM Group, Ltd LLP | United States | Sept. 27, 2012 | | | Abelovich, Polano & Asociados S.R.L. | Argentina | April 29, 2011 | | | Abrams, Foster, Nole & Williams, P.A. | United States | Dec. 16, 2010 | QC criticisms now public | | Abrams, Foster, Nole & Williams, P.A. | United States | Nov. 21, 2008 | QC criticisms now public | | Accell Audit & Compliance, P.A. | United States | Aug. 2, 2012 | | | Accounting & Consulting Group, LLP | United States | Sept. 27, 2012 | | | Accounting & Consulting Group, LLP | United States | June 4, 2009 | | | Accuity LLP | United States | Feb. 25, 2013 | | | Accuity LLP | United States | Sept. 30, 2010 | | | Acquavella, Chiarelli, Shuster, Berkower & Co., LLP | United States | Sept. 23, 2011 | | | AGCA, Inc. | United States | Dec. 7, 2010 | | | Ahearn, Jasco & Company, P.A. | United States | Sept. 24, 2007 | | | Ahearn, Jasco + Company, P.A. | United States | June 23, 2005 | | | Aidman, Piser & Company, P.A. | United States | Sept. 24, 2007 | | | AJ. Robbins, P.C. | United States | March 31, 2010 | | | AJ. Robbins, P.C. | United States | Dec. 22, 2008 | QC criticisms now public | | AJ. Robbins, PC | United States | Aug. 2, 2012 | | | Akin, Doherty, Klein & Feuge, P.C. | United States | May 24, 2012 | | | Akin, Doherty, Klein & Feuge, P.C. | United States | Sept. 30, 2008 | | | Akin, Doherty, Klein & Feuge, P.C. | United States | April 6, 2006 | | | Alan R. Swift, CPA, P.A. | United States | April 26, 2012 | | | Alba Romeo & Co. | Philippines | Jan. 28, 2011 | | | Albert Wong & Co. | Hong Kong | March 31, 2010 | | | Alexander Thompson Arnold PLLC | United States | Dec. 22, 2011 | | | Alexander Thompson Arnold PLLC | United States | Oct. 7, 2008 | | | Allen G. Roth, P.A. | United States | Feb. 28, 2008 | | | Alpern Rosenthal | United States | Aug. 9, 2011 | | | Altschuler, Melvoin and Glasser LLP | United States | March 14, 2007 | | | Amisano Hanson, Chartered Accountants | Canada | April 19, 2007 | | | Amper, Politziner & Mattia, LLP | United States | Dec. 16, 2010 | | | Amper, Politziner & Mattia, P.C. | United States | Sept. 24, 2007 | | | Anchin Block & Anchin LLP | United States | June 28, 2012 | | | Anchin, Block & Anchin LLP | United States | April 27, 2009 | | | Anchin, Block & Anchin LLP | United States | Jan. 25, 2007 | | | Anderson ZurMuehlen & Co., P.C. | United States | March 9, 2006 | | | Andrews Hooper & Pavlik P.L.C. | United States | June 4, 2009 | | | Andrews Hooper Pavlik PLC | United States | Aug. 2, 2012 | | | Anness, Gerlach & Williams, Inc. | United States | Aug. 15, 2006 | | | Anton & Chia, LLP | United States | April 29, 2011 | | | Anton Collins Mitchell LLP | United States | May 27, 2010 | | | Anton Collins Mitchell LLP | United States | April 24, 2008 | | | Anton Collins Mitchell LLP | United States | June 23, 2005 | | | Arik Eshel CPA, & Assoc., P.C. | United States | Dec. 23, 2010 | | | Arik Eshel CPA, & Assoc., P.C. | United States | Oct. 22, 2009 | | | Armando C. Ibarra, Certified Public Accountant, a professional corporation | United States | June 23, 2005 | QC criticisms now public | | Armanino McKenna LLP | United States | March 28, 2013 | | | Armanino McKenna LLP | United States | March 31, 2010 | | | Armanino McKenna LLP | United States | April 2, 2009 | | | Armanino McKenna LLP | United States | March 9, 2006 | | | Arnett & Foster, P.L.L.C. | United States | March 31, 2010 | | | Arnett & Foster, P.L.L.C. | United States | March 20, 2008 | | | Arnett & Foster, P.L.L.C. | United States | July 13, 2006 | | | Arnett Foster Toothman PLLC | United States | Nov. 30, 2012 | | | Aronson & Company, A Professional Corporation | United States | April 2, 2009 | | | Aronson & Company, A Professional Corporation | United States | March 14, 2007 | | | Aronson LLC | United States | Sept. 27, 2012 | | | Arshad M Farooq | United States | Feb. 24, 2011 | | | Arshad M Farooq | United States | Sept. 24, 2007 | | | Arthur F. Bell, Jr. & Associates, L.L.C. | United States | Nov. 6, 2007 | | | Arthur F. Bell, Jr. & Associates, LLC | United States | Dec. 22, 2011 | | | Ary Roepcke Mulchaey, P.C. | United States | Sept. 23, 2011 | | | Ary, Roepcke & Mulchaey, P.C. | United States | May 21, 2008 | | | Ary, Roepcke & Mulchaey, P.C. | United States | Feb. 2, 2006 | | | Asher & Company, Ltd | United States | May 24, 2012 | | | Asher & Company, Ltd. | United States | Nov. 6, 2007 | | | Audit Firm Femida Audit LLC | Russian Federation | Oct. 27, 2011 | QC criticisms now public | | Austin Niester Schweihofer & Finnegan, P.C. | United States | March 28, 2013 | | | Austin, Niester, Beauchamp and Finnegan, P. C. | United States | June 19, 2008 | | | Austin, Niester, Beauchamp and Finnegan, P. C. | United States | Feb. 2, 2006 | | | Austin, Niester, Schweihofer & Finnegan, P.C. | United States | July 29, 2010 | | | B F Borgers CPA PC | United States | Sept. 27, 2012 | | | B S R & Co. | India | Oct. 27, 2011 | | | Bagell, Josephs, Levine & Company, L.L.C. | United States | Nov. 19, 2009 | | | Bagell, Josephs, Levine & Company, L.L.C. | United States | June 19, 2008 | | | Baker Newman & Noyes P.A. Limited Liability Company | United States | Aug. 9, 2011 | | | Baker Newman & Noyes P.A. Limited Liability Company | United States | May 21, 2008 | | | Baker Newman & Noyes P.A. Limited Liability Company | United States | Sept. 28, 2005 | | | Baker Tilly Virchow Krause, LLP | United States | May 26, 2011 | | | Banks, Finley, White & Co. | United States | March 31, 2011 | | | Banks, Finley, White & Co., Certified Public Accountants | United States | March 20, 2008 | | | Bansal & Co | India | Dec. 5, 2011 | | | Baratz & Associates P.A. | United States | June 8, 2006 | | | Barfield Murphy Shank & Smith PC | United States | Sept. 23, 2011 | | | Barfield, Murphy, Shank & Smith, P.C. | United States | July 2, 2010 | | | Barfield, Murphy, Shank & Smith, P.C. | United States | April 6, 2006 | | | Barzily & Co. C.P.A | Israel | Oct. 29, 2010 | | | Barzily&Co Certified Public Accountants | Israel | Dec. 20, 2012 | | | Bassie & Co. | United States | May 21, 2008 | QC criticisms now public | | Bassie, CPA | United States | Jan. 28, 2011 | | | Bateman & Co., Inc. | United States | Nov. 30, 2006 | | | Bateman McDuffie, Inc | United States | June 29, 2009 | | | Battelle & Battelle LLP | United States | Dec. 20, 2012 | | | Battelle & Battelle LLP | United States | March 31, 2010 | | | Battelle & Battelle LLP | United States | March 20, 2008 | | | Battelle & Battelle LLP | United States | Jan. 21, 2005 | | | Baum & Company, P.A. | United States | April 2, 2012 | QC criticisms now public | | Baum & Company, P.A. | United States | July 2, 2010 | QC criticisms now public | | Baum & Company, P.A. | United States | Jan. 30, 2009 | QC criticisms now public |
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Related Information
RULES
To View Reports
To view a report, click on the firm name.
To Sort Reports
To sort this list by firm, country or date, select from the "Sort By" drop down menu. The list will appear in ascending order. Click the arrow next to the drop down menu to change to descending order.
To Group Reports
To group this list by firm, country, date or whether an expanded report has been released, select from the "Group By" drop down menu. The groupings may be collapsed or expanded by selecting the "-" or "+" sign. The list will appear in ascending order, but can be changed to descending order by clicking the arrow next to the drop down box.
To Filter Reports
To further narrow the selections, filter this list by firm, country, inspection report date or whether an expanded report has been released. Select the “Filter” option to the left of the "Sort By" and "Group By" options, then choose from the drop down menu. Only filter by one option at a time.
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