Settled Disciplinary Orders

The disciplinary orders below represent all of the settlements that the Board has reached with registered non-U.S. firms or their associated persons, against which the Board has instituted disciplinary proceedings.

As required by the Sarbanes-Oxley Act, contested Board disciplinary proceedings are confidential and nonpublic, unless and until there is a final decision imposing sanctions.

 Non-U.S. Settled Disciplinary Orders

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TitleCountryEffective Date
Kantor Akuntan Publik Jimmy BudhiPDF DocumentIndonesiaJan. 21, 2016
Derek WAN Tak ShingPDF DocumentHong KongJan. 12, 2016
Edith LAM Kar BoPDF DocumentHong KongJan. 12, 2016
Kim Wilfred TiPDF DocumentHong KongJan. 12, 2016
PKF [Hong Kong]PDF DocumentHong KongJan. 12, 2016
BDO Auditores, S.L.P.PDF DocumentSpainNov. 12, 2015
HDSG & AssociatesPDF DocumentIndiaJuly 23, 2015
Akiyo Yoshida, CPAPDF DocumentJapanDec. 17, 2014
Berman W. Martinez y Asociados and Berman W. MartinezPDF DocumentNicaraguaMay 6, 2014
Iter Audit S.R.L.PDF DocumentItalyDec. 17, 2013
P. Parikh & Associates, Ashok B. Rajagiri, CA, Sandeep P. Parikh, CA, and Sundeep P S G Nair, CAPDF DocumentIndiaApril 24, 2013
Bentleys Brisbane Partnership and Robert John Forbes, CAPDF DocumentAustraliaDec. 20, 2011
Price Waterhouse, Bangalore, Lovelock & Lewes, Price Waterhouse & Co., Bangalore, Price Waterhouse, Calcutta, and Price Waterhouse & Co., CalcuttaPDF DocumentIndiaApril 5, 2011
Chintapatla RavindernathPDF DocumentIndiaMarch 16, 2010
Siva Prasad PulavarthiPDF DocumentIndiaMarch 16, 2010