Events & PCAOB Meetings

 Events & PCAOB Meetings

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DateSpeakerTitleEventLocation
Dec. 16, 2014George Wilfert, Deputy Director, Office of Research and Analysis

SEC Conference 2014: An Accounting & Reporting Update for Public CompaniesThe Center for Professional Education (CPE)New York, NY
Dec. 12, 2014

Carol Swaniker, Associate Director, Division of Registration and Inspections

30th Annual SEC Reporting & FASB ForumPractising Law InstituteSan Francisco, CA
Dec. 8-10, 2014

James R. Doty, Chairman

Jay D. Hanson, Board Member

Martin F. Baumann, Chief Auditor and Director of Professional Standards

Greg Jonas, Director, Office of Research and Analysis

Claudius B. Modesti, Director, Division of Enforcement and Investigations

Helen A. Munter, Director, Division of Registration and Inspections

Conference on Current SEC and PCAOB DevelopmentsAICPAWashington, DC
Dec. 3, 2014Panel
Forum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumLas Vegas, NV
Dec. 2, 2014Panel
Forum on Auditing Smaller Broker-DealersPCAOB Broker-Dealer Auditing ForumLas Vegas, NV
Nov. 25, 2014

James R. Doty, Chairman

Lewis H. Ferguson, Board Member

Jeanette M. Franzel, Board Member

Jay D. Hanson, Board Member

Steven B. Harris, Board Member






To Consider Proposed 2015 Budget and Strategic PlanPCAOB Open Board MeetingWashington, DC
Nov. 24, 2014

Steven B. Harris, Board Member

12th Annual Directors' Institute on Corporate GovernancePractising Law InstituteNew York, NY
Nov. 24, 2014

Jay D. Hanson, Board Member

Auditing ConferenceNYSSCPANew York, NY
Nov. 21, 2014

John Fiebig, Deputy Director, Division of Registration and Inspections

Accounting and Financial Reporting ConferenceOklahoma State UniversityTulsa, OK
Nov. 20-21, 2014Panel


Standing Advisory Group MeetingPCAOB SAG MeetingArlington, VA
Nov. 19, 2014

Ray Hamm, Deputy Director, Division of Enforcement and Investigations

Mark Adler, Deputy Director, Chief Trial Counsel, Division of Enforcement and Investigations

The PCAOB: A Practical Guide to the Investigative and Litigation ProcessesD.C. Bar, Corporation, Finance and Securities Law SectionWashington, DC
Nov. 11, 2014

Jeanette M. Franzel, Board Member

Distinguished Speaker LyceumUniversity of TexasAustin, TX
Nov. 11, 2014

James R. Doty, Chairman

World Congress of AccountantsWorld Congress of AccountantsRome, Italy
Nov. 6, 2014

James R. Doty, Chairman

46th Annual Securities Regulation InstitutePractising Law InstituteNew York, NY
Oct. 30, 2014Panel
Forum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumMiami, FL
Oct. 30, 2014

Barbara Vanich, Associate Chief Auditor, Office of Chief Auditor

Robert Maday, Deputy Director, Broker-Dealer Audit Firm Inspection Program, Division of Registration and Inspections

National Conference on the Securities IndustryAICPA and SIFMA Financial Management SocietyNew York, NY
Oct. 29, 2014Panel



Forum on Auditing Smaller Broker-DealersPCAOB Broker-Dealer Auditing ForumMiami, FL
Oct. 27, 2014Research presentations


2014 Conference on Auditing and Capital Markets2014 Conference on Auditing and Capital MarketsWashington, DC
Oct. 24, 2014

Jeanette M. Franzel, Board Member

Midwest Region MeetingAmerican Accounting AssociationMinneapolis, MN
Oct. 20, 2014

Panel

PCAOB Investor Advisory GroupPCAOB Investor Advisory GroupWashington, DC
Oct. 15, 2014Panel


Forum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumAtlanta, GA
Oct. 2, 2014

Panel



Standing Advisory Group MeetingPCAOB SAG MeetingWashington, DC
Sept. 23, 2014

George Wilfert, Deputy Director, Office of Research and Analysis

SEC Conference 2014: An Accounting & Reporting Update for Public CompaniesCPE, Inc.McLean, VA
Sept. 19, 2014

George Wilfert, Deputy Director, Office of Research and Analysis

13th Annual SEC Financial Reporting ConferenceCalifornia State University-Fullerton Center for Corporate Reporting and GovernanceIrvine, CA
Sept. 18, 2014

John Fiebig, Deputy Director, Division of Registration and Inspections

10th Annual SEC Reporting & FASB Forum for Mid-sized & Smaller CompaniesPractising Law InstituteLas Vegas, NV
Sept. 11, 2014Panel



Forum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumVancouver, British Columbia
Sept. 11, 2014

Claudius B. Modesti, Director, Division of Enforcement and Investigations

Kyra C. Armstrong, Deputy Director-Attorney, Division of Enforcement and Investigations

Marion Koenigs, Deputy Director, Division of Enforcement and Investigations

Accountants' Liability ConferenceALI CLEWashington, DC
Sept. 9, 2014

Glenn Tempro, Associate Director, Division of Registration and Inspections

Barbara Vanich, Associate Chief Auditor, Office of Chief Auditor

National Conference on Banks & Savings InstitutionsAICPANational Harbor, MD
Aug. 25, 2014

Lewis H. Ferguson

7th Annual National Convention & Career FairAscendWashington, DC
Aug. 21, 2014

Jeanette M. Franzel, Board Member

20th Biennial Forum of Government AuditorsIntergovernmental Audit ForumsDenver, CO
Aug. 4, 2014

Jeanette M. Franzel, Board Member

Martin F. Baumann, Chief Auditor and Director of Professional Standards

John Abell, Associate Director, Division of Enforcement and Investigations

George Botic, Special Advisor to Chairman James R. Doty

Liza Moburg McAndrew, Counsel, Office of International Affairs, and Special Advisor to Board Member Lew Ferguson

Annual MeetingAmerican Accounting AssociationAtlanta, GA
July 17, 2014Panel

Forum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumNew York, NY
June 27, 2014Jeanette M. Franzel, Board Member
2014 National ConferenceSociety of Corporate Secretaries and Governance ProfessionalsBoston, MA
June 24-25, 2014Panel
Standing Advisory Group MeetingPCAOB SAG MeetingArlington, VA
June 18, 2014

Jay D. Hanson, Board Member

Carol Swaniker, Associate Director, Division of Registration and Inspections

Denise Muschett Wray, Assistant Chief Auditor, Office of the Chief Auditor

Raphael Larson, Assistant Director, Division of Enforcement and Investigations

Betina Dufault, Associate Director, Division of Registration and Inspections

National Convention and ExpoNational Association of Black AccountantsWashington, DC
June 18, 2014Jeanette M. Franzel, Board MemberRailroad Accounting Officers and Internal Audit Division Training SessionsAssociation of American Railroads (AAR)Charleston, SC
June 17, 2014

Robert Maday, Deputy Director, Broker-Dealer Audit Firm Inspection Program, Division of Registration and Inspections

Broker-Dealer Accounting Conference 2014Center for Professional Education, Inc. (CPE)New York, NY
June 13, 2014PanelForum on Auditing Smaller Broker-DealersPCAOB Broker-Dealer Auditing ForumJersey City, NJ
June 13, 2014James R. Doty, ChairmanThird Annual Ethics and Compliance SymposiumUniversity of HoustonHouston, TX
June 10, 2014Santina Rocca, Deputy Director, Division of Registration and Inspections
SEC Professionals Update for Public FilersExecutive Enterprise InstituteChicago, IL
June 10, 2014George Wilfert, Deputy Director, Office of Research and AnalysisDerivatives Accounting Conference 2014: Current Industry Trends & Strategies for Hedge Accounting & Financial InstrumentsThe Center for Professional Education (CPE)McLean, VA
June 10, 2014

James R. Doty, Chairman

Lewis H. Ferguson, Board Member

Jeanette M. Franzel, Board Member

Jay D. Hanson, Board Member

Steven B. Harris, Board Member

To Consider Adopting Auditing Standard on Related Parties and Related Amendments to PCAOB Auditing StandardsPCAOB Open Board MeetingWashington, DC
June 10, 2014George Wilfert, Deputy Director, Office of Research and Analysis
SEC Conference 2014: An Accounting & Reporting Update for Public CompaniesThe Center for Professional Education (CPE) McLean, VA
June 9, 2014

Jay D. Hanson, Board Member

Mary M. Sjoquist, Director, Office of Outreach and Small Busines Liaison

Karen Kubis, Assistant Director, Division of Registration and Inspections

Raphael Larson, Assistant Director, Attorney, Division of Enforcement and Investigations

Greg Scates, Deputy Chief Auditor, Office of the Chief Auditor

Glenn Tempro, Assistant Director, Division of Registration and Inspections

George Wilfert, Deputy Director, Office of Research and Analysis

PCAOB Issuer and Auditor Conference1st Annual Greater Washington Society of CPAs PCAOB ConferenceWashington, DC
June 5, 2014George Wilfert, Deputy Director, Office of Research and Analysis33nd Annual SEC and Financial Reporting Institute ConferenceUSC Leventhal School of Accounting Pasadena, CA
June 4, 2014George Wilfert, Deputy Director, Office of Research and Analysis
ASA-USC Annual Fair Value ConferenceAmerican Society of Appraisers and the USC Leventhal School of AccountingLos Angeles, CA
June 4, 2014George Wilfert, Deputy Director, Office of Research and Analysis
Annual Fair Value ConferenceAmerican Society of Appraisers and the University of Southern CaliforniaLos Angeles, CA
May 29, 2014PanelForum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumChicago, IL
May 29, 2014Martin F. Baumann, Chief Auditor and Director of Professional StandardsAccounting Circle ConferenceUniversity of South FloridaTampa, FL
May 28, 2014PanelForum on Auditing Smaller Broker-DealersPCAOB Broker-Dealer Auditing ForumChicago, IL
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