Events & PCAOB Meetings

The 2013 Broker-Dealer Forum schedule has not been announced yet.

Events & PCAOB Meetings

Date	Speaker	Title	Event	Location
Dec. 5, 2013	Panel	Forum on Auditing in the Small Business Environment	PCAOB Small Business Forum	Tampa, FL
Nov. 13-14, 2013	Panel	Standing Advisory Group Meeting	Standing Advisory Group Meeting	Washington, D.C.
Nov. 7, 2013	Panel	Forum on Auditing in the Small Business Environment	PCAOB Small Business Forum	Newport Beach, CA
Oct. 2, 2013	Panel	Forum on Auditing in the Small Business Environment	PCAOB Small Business Forum	Chicago, IL
Sept. 24, 2013	William J. Powers, Associate Director, Division of Registration and Inspections	AuditWorld 2013	MIS Training Institute	Boston, MA
July 18, 2013	Panel	Forum on Auditing in the Small Business Environment	PCAOB Small Business Forum	New York, NY
July 12, 2013	Robert Maday, Deputy Director, Division of Registration and Inspections	National Advanced Accounting and Auditing Technical Symposium (NAAATS)	AICPA	Nashville, TN
June 25, 2013	Panel	Forum on Auditing in the Small Business Environment	PCAOB Small Business Forum	Philadelphia, PA
June 21, 2013	Jay D. Hanson, Board Member	Audit Committees and Financial Reporting 2013: Recent Developments and Current Issues	Practising Law Institute	New York, NY
June 14, 2013	George Wilfert, Deputy Director, Office of Research and Analysis	SEC Conference 2013: An Accounting & Reporting Update for Public	The Center for Professional Education (CPE)	McLean, VA
June 7, 2013	Jay D. Hanson, Board Member	Summit on Emerging Corporate Governance Trends for Lawyers and Accountants	AICPA and the American Bar Association	Chicago, IL
June 6, 2013	Panel	Forum on Auditing in the Small Business Environment	PCAOB Small Business Forum	Seattle, WA
May 30, 2013	Martin F. Baumann, Chief Auditor and Director of Professional Standards Gregory J. Jonas, Director, Office of Research and Analysis Helen A. Munter, Director, Division of Registration and Inspections	32nd Annual SEC and Financial Reporting Institute Conference	USC Leventhal School of Accounting	Pasadena, CA
May 21, 2013	Jeanette M. Franzel, Board Member Martin F. Baumann, Chief Auditor and Director of Professional Standards	Compliance Week 2013	Compliance Week	Washington, DC
May 16, 2013	Jarret Decker, Deputy Director, Division of Enforcement & Investigations	7th Annual Fraud and Forensic Accounting Education Conference	Georgia Southern University	Atlanta, GA
May 15-16, 2013	Panel	Standing Advisory Group Meeting	Standing Advisory Group Meeting	Washington, DC
May 15, 2013	Alan Skinner, Associate Director, Division of Registration and Inspections	Employee Benefit Plans Conference	AICPA	Dallas, TX
May 10, 2013	James R. Doty, Chairman	45th Annual Rocky Mountain Securities Conference	Colorado Bar Association	Denver, CO
May 10, 2013	Jay D. Hanson, Board Member	2013 Annual Ohio Region Meeting	American Accounting Association	Huron, OH
May 8, 2013	Barbara Vanich, Associate Chief Auditor	Broker/Dealer Conference	New York State Society of CPAs (NYSSCPAs)	New York, NY
May 7, 2013	James R. Doty, Chairman Lewis H. Ferguson, Board Member Jeanette M. Franzel, Board Member Jay D. Hanson, Board Member Steven B. Harris, Board Member	To Consider Reproposal of Auditing Standard, Related Parties, and Related Amendments, Including Amendments Regarding Significant Unusual Transactions	PCAOB Open Board Meeting	Washington, DC
May 2, 2013	Jay D. Hanson, Board Member	12th Annual Financial Reporting Conference	Baruch College	New York, NY
April 26, 2013	Claudius B. Modesti, Director, Division of Enforcement and Investigations Barbara B. Hannigan, Ethics Officer and Senior Compliance Counsel	Enforcement 2013: Perspectives from Government Agencies	Practising Law Institute (PLI)	New York, NY
April 22, 2013	Gregory S. Wilson, Deputy Director, Division of Registration and Inspections	Staff Subcommittee on Accounting and Finance Spring 2013 Meeting	National Association of Regulatory Utility Commissioners (NARUC)	Oklahoma City, OK
April 18, 2013	James R. Doty, Chairman	Aileen Beattie Memorial Lecture	ICAS	London, England
April 16, 2013	George Wilfert, Deputy Director, Office of Research and Analysis	8th Annual Fair Value Conference	American Society of Appraisers	Los Angeles, CA
April 12, 2013	James R. Doty, Chairman	Third Norfolk Southern Excellence in Financial Reporting Conference	The College of William and Mary Mason School of Business	Williamsburg, VA
March 27, 2013	James R. Doty, Chairmain	Fifth Annual Energy Industry Directors Conference	Rice University Director-to-Director Exchange	Houston, TX
March 26, 2013	James R. Doty, Chairman Lewis H. Ferguson, Board Member Jeanette M. Franzel, Board Member Jay D. Hanson, Board Member Steven B. Harris, Board Member	To Consider a Proposal for the Reorganization of Auditing Standards	PCAOB Open Board Meeting	Washington, DC
March 20, 2013	George Wilfert, Deputy Director, Office of Research and Analysis	REITWise 2013	National Association of Real Estate Investment Trusts	La Quinta, CA
March 15, 2013	Jeanette M. Franzel, Board Member	Orin Ethics Symposium	University of Missouri	Columbia, MO
Feb. 28, 2013	Jay D. Hanson, Board Member	Beta Alpha Psi Chapter Meeting	University of Alabama Culverhouse School of Accountancy	Tuscaloosa, AL
Feb. 26, 2013	Jeanette M. Franzel, Board Member	George R. Husband Distinguished Lecture Series	Wayne State University	Detroit, MI
Feb. 14, 2013	James R. Doty, Chairman	31st Annual Federal Securities Institute	West LegalEdcenter	Miami Beach, FL
Feb. 8, 2013	Jeanette M. Franzel, Board Member	Symposium on Sustainable Business	Symposium on Sustainable Business	New York, NY
Feb. 8, 2013	James R. Doty, Chairman	35th Annual Conference on Securities Regulation and Business Law	University of Texas - Austin	Austin, TX
Jan. 24, 2013	Jeanette M. Franzel, Board Member	40th Annual Securities Regulation Institute	Northwestern University School of Law	Coronado, CA
Jan. 18, 2013	Jeanette M. Franzel, Board Member	2013 Auditing Section Midyear Conference and Doctoral Consortium	American Accounting Association	New Orleans, LA
Jan. 10, 2013	Jay D. Hanson, Board Member	International Financial Reporting Conference	New York Society of Securities Analysts	New York, NY
Dec. 18, 2012	Mark B. West, Deputy Director, Division of Registration and Inspections	2012 SEC and PCAOB Conference	Colorado Society of CPAs	Denver, CO
Dec. 11, 2012	Claudius B. Modesti, Director, Division of Enforcement and Investigations	1st Annual Securities Litigation & Enforcement Institute	New York City Bar	New York, NY
Dec. 7, 2012	George Wilfert, Deputy Director, Office of Research and Analysis	SEC Conference 2012: An Accounting & Reporting Update for Public Companies	Center for Professional Education	San Jose, CA
Dec. 7, 2012	Jay D. Hanson, Board Member	Employee Benefit Plans Accounting, Auditing and Regulatory Update	AICPA	Washington, DC
Dec. 3-5, 2012	James R. Doty, Chairman Jeanette M. Franzel, Board Member Jay D. Hanson, Board Member Martin F. Baumann, Chief Auditor and Director of Professional Standards Claudius B. Modesti, Director, Division of Enforcement and Investigations Helen A. Munter, Director, Division of Registration and Inspections	Conference on Current SEC and PCAOB Developments	AICPA	Washington, DC
Nov. 30, 2012	Steven B. Harris, Board Member	Audit Symposium – International Developments in Audit Regulation	Canadian Public Accountability Board	Toronto, Canada
Nov. 29, 2012	Panel	Forum on Auditing in the Small Business Environment	PCAOB Small Business Forum	Ft. Lauderdale, FL
Nov. 29, 2012	Robert Maday, Regional Associate Director, Division of Registration and Inspections	FMS Conference on the Securities Industry	AICPA/SIFMA	New York, NY
Nov. 29, 2012	James R. Doty, Chairman Jennifer A. Rand, Deputy Chief Auditor/Deputy Division Director	Ensuring Integrity: 7th Annual Auditing Conference	Baruch College Zicklin Center for Corporate Integrity	New York, NY
Nov. 28, 2012	James R. Doty, Chairman Lewis H. Ferguson, Board Member Jeanette M. Franzel, Board Member Jay D. Hanson, Board Member Steven B. Harris, Board Member	To Consider Proposed 2013 Budget and Strategic Plan	PCAOB Open Board Meeting	Washington, DC
Nov. 16, 2012	Jeanette M. Franzel, Board Member	Fall Meeting	American Bar Association Business Law Section	Washington, DC

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