Forum on Auditing Smaller Broker-Dealers Date: Oct. 28, 2011 Time: 8:30 a.m. - 5:00 p.m. Speakers: Panel Event: Broker-Dealer Auditing Forum Location: Jersey City, NJJersey City, NJ Contact: Public Affairs (202) 207-9081 Related InformationInvitation Agenda Slides Introductory Comments of Daniel L. Goelzer, Board Member