Consider Interim Inspection Program for Broker-Dealer Audits and Broker-Dealer Funding Rules

Agenda

Call to Order and Roll Call

Daniel L. Goelzer
Acting Chairman

Proposed Rule on Inspections of Audits of Brokers and Dealers

J. Gordon Seymour
General Counsel

Michael Stevenson
Deputy General Counsel

Robert Burns
Associate General Counsel

Proposed Amendments to PCAOB's Funding Rules

J. Gordon Seymour
General Counsel

Robert Burns
Associate General Counsel

Nina Mojiri-Azad
Assistant General Counsel

Annie Braswell
Accounting Supervisor

Closing Comments & Adjournment Daniel L. Goelzer
Acting Chairman