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Events & PCAOB Meetings 

   

 Events & PCAOB Meetings

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DateSpeakerTitleEventLocation
Dec. 3, 2014PanelForum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumLas Vegas, NV
Dec. 2, 2014PanelForum on Auditing Smaller Broker-DealersPCAOB Broker Dealer Auditing ForumLas Vegas, NV
Nov. 20-21, 2014PanelStanding Advisory Group MeetingPCAOB SAG MeetingWashington, DC
Oct. 30, 2014PanelForum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumMiami, FL
Oct. 29, 2014PanelForum on Auditing Smaller Broker-DealersPCAOB Broker Dealer Auditing ForumMiami, FL
Oct. 9, 2014PanelForum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumAtlanta, GA
Sept. 11, 2014PanelForum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumVancouver, British Columbia
July 17, 2014PanelForum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumNew York, NY
June 24-25, 2014PanelStanding Advisory Group MeetingPCAOB SAG MeetingWashington, DC
June 13, 2014PanelForum on Auditing Smaller Broker-DealersPCAOB Broker Dealer Auditing ForumJersey City, NJ
June 10, 2014George Wilfert, Deputy Director, Office of Research and Analysis
SEC Conference 2014: An Accounting & Reporting Update for Public CompaniesThe Center for Professional Education (CPE) McLean, VA
June 5, 2014George Wilfert, Deputy Director, Office of Research and Analysis33nd Annual SEC and Financial Reporting Institute ConferenceUSC Leventhal School of Accounting Pasadena, CA
May 29, 2014PanelForum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumChicago, IL
May 28, 2014PanelForum on Auditing Smaller Broker-DealersPCAOB Broker Dealer Auditing ForumChicago, IL
May 20, 2014Jay D. Hanson, Board MemberCompliance Week 2014Compliance WeekWashington, DC
May 20, 2014George Wilfert, Deputy Director, Senior Technical Advisor, Office of Research and Analysis
SEC Conference 2014: An Accounting & Reporting Update for Public CompaniesCPE, Inc.Dana Point, CA
May 19, 2014Jeanette M. Franzel, Board Member
Compliance Week 2014Compliance WeekWashington, DC
May 9, 2014James R. Doty, Chairman
46th Annual Rocky Mountain Securities ConferenceColorado Bar AssociationDenver, CO
May 8, 2014PanelForum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumDallas, TX
May 8, 2014

Barbara Vanich, Associate Chief Auditor, Office of Chief Auditor

Robert Maday, Deputy Director, Broker-Dealer Audit Firm Inspection Program, Division of Registration and Inspections

C. Ian Anderson, Regional Associate Director, Division of Enforcement and Investigations

Broker/Dealer ConferenceFoundation for Accounting EducationNew York, NY
May 7, 2014Jeanette M. Franzel, Board Member
58th Annual Public Relations LuncheonAccounting & Financial Women's Alliance-Chattanooga ChapterChattanooga, TN
May 2, 2014James R. Doty, Chairman
34th Annual Ray Garrett Jr. Corporate and Securities Law InstituteNorthwestern University School of LawChicago, IL
May 1, 2014James R. Doty, Chairman
13th Annual Financial Reporting ConferenceBaruch CollegeNew York, NY
April 25, 2014Claudius B. Modesti, Director, Division of Enforcement and Investigations
Enforcement 2014: Perspectives from Government AgenciesPLINew York, NY
April 25, 2014Jay D. Hanson, Board Member
40th Annual Meonske Professional Development ConferenceOhio Council Institute of Management AccountantsKent, OH
April 2-3, 2014PanelPCAOB Public Meeting on Auditor's Reporting ModelPCAOB Public Meeting on Auditor's Reporting ModelWashington, DC
March 26, 2014Jeanette M. Franzel, Board Member2014 General Audit Management ConferenceInstitute of Internal AuditorsOrlando, FL
March 24, 2014Jay D. Hanson, Board Member64th Midyear Conference-The Regulatory Pendulum: Coping with UncertaintyTax Executives InstituteWashington, DC
March 18, 2014Jay D. Hanson, Board Member10th Annual Pharma/Biotech Accounting & Reporting CongressCBIPhiladelphia, PA
March 13, 2014Jeanette M. Franzel, Board MemberEighth Annual Washington Women Speak: How Women Leaders Succeed in the Washington, DC EcosystemAssociation of Government Accountants and Grant Thornton LLPArlington, VA
Feb. 28, 2014C. Ian Anderson, Regional Associate Director, Division of Enforcement and Investigations
3rd National Forum on Securities Litigation & EnforcementAmerican Conference InstituteWashington, DC
Feb. 12, 2014Jeanette M. Franzel, Board Member
Corporate Governance-A Master Class 2014PLINew York, NY
Jan. 28, 2014Jeanette M. Franzel, Board Member
41st Annual Securities Regulation InstituteNorthwestern LawCoronado, CA
Jan. 17-18, 2014

Jay D. Hanson, Board Member

Greg Scates, Deputy Chief Auditor, Office of the Chief Auditor

2014 Auditing Section Midyear Meeting and Doctoral ConsortiumAmerican Accounting AssociationSan Antonio, TX
Jan. 10, 2014Jeanette M. Franzel, Board Member2014 Accounting Educators ConferenceMaryland Association of Certified Public AccountantsColumbia, MD
Dec. 17, 2013Mark West, Associate Director, Division of Registration and Inspections2013 SEC and PCAOB ConferenceColorado Society of CPAsDenver, CO
Dec. 16, 2013Jay D. Hanson, Board Member29th Annual SEC Reporting & FASB ForumThe SEC InstituteNew York, NY
Dec. 9-11, 2013

James R. Doty, Chairman

Jay D. Hanson, Board Member

Martin F. Baumann, Chief Auditor and Director of Professional Standards

Greg Jonas, Director, Office of Research and Analysis

Claudius B. Modesti, Director, Division of Enforcement and Investigations

Helen A. Munter, Director, Division of Registration and Inspections

Conference on Current SEC and PCAOB DevelopmentsAICPAWashington, DC
Dec. 5, 2013PanelForum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumTampa, FL
Dec. 5, 2013

Martin F. Baumann, Chief Auditor and Director of Professional Standards

Gregory J. Jonas, Director, Office of Research and Analysis

Ensuring Integrity: The 8th Annual Audit ConferenceBaruch College New York, NY
Dec. 4, 2013

James R. Doty, Chairman

Lewis H. Ferguson, Board Member

Jeanette M. Franzel, Board Member

Jay D. Hanson, Board Member

Steven B. Harris, Board Member

To Consider Reproposal on Improving Transparency Through Disclosure of Engagement Partner and Certain Other Participants in Audits, and Adoption of Dodd-Frank Conforming Amendments for Broker-Dealer AuditsPCAOB Open Board MeetingWashington, DC
Nov. 25, 2013

James R. Doty, Chairman

Lewis H. Ferguson, Board Member

Jeanette M. Franzel, Board Member

Jay D. Hanson, Board Member

Steven B. Harris, Board Member

To Consider Proposed 2014 Budget and Strategic PlanPCAOB Open Board MeetingWashington, DC
Nov. 20, 2013Panel
Forum on Auditing Smaller Broker-DealersPCAOB Broker Dealer Auditing ForumLas Vegas, NV
Nov. 19, 2013Jay D. Hanson, Board MemberCurrent Financial Reporting IssuesFinancial Executives InternationalNew York, NY
Nov. 18, 2013Jay D. Hanson, Board Member
29th Annual SEC Reporting & FASB ForumThe SEC InstituteArlington, VA
Nov. 14, 2013Robert Maday, Deputy Director, Division of Registration & InspectionsBroker-Dealer Accounting Conference 2013Center for Professional Education, Inc.New York, NY
Nov. 13-14, 2013Panel
Standing Advisory Group MeetingPCAOB SAG MeetingWashington, DC
Nov. 12, 2013Jay D. Hanson, Board Member
Audit Committees in Action: The Latest DevelopmentsThe Corporate CounselWebcast
Nov. 7, 2013Panel
Forum on Auditing in the Small Business EnvironmentPCAOB Small Business ForumNewport Beach, CA
Nov. 7, 2013James R. Doty, Chairman45th Annual Securities Regulation InstitutePractising Law InstituteNew York, NY
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