Sample Forms, Instructions and Q & A 

Select a form below for a sample and instructions on how to complete the form.

• Form 1: Application for Registration
• Instructions for Form 1
• Q & A on Registration - Form 1

• Form 1-WD: Request to Withdraw from Registration
• Instructions for Form 1-WD

• Form 2: Annual Report (to come)
• Instructions for Form 2

• Form 3: Special Report
• Instructions for Form 3
• Staff Q&A on Special Reporting - Form 3

• Form 4: Succeeding to Registration Status of Predecessor
• Instructions for Form 4
• Staff Q&A on Succession to Registration Status - Form 4

Video tutorials

View short video demonstrations on how to use the online Registration and Reporting system. The Adobe Flash Player plug-in is required to view this video.

• Create a Form

XML Instructions and Schema

The sample XML schema for Form 3 is available upon request. If you would like to receive the sample schema, please submit your request from our Web Form.