Docket 017
: Ethics and Independence Rules Concerning Independence, Tax Services and Contingent Fees
Approved by SEC
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| 2008-03 | SEC Filing Form 19b-4 for Rule 3526 | April 24, 2008 | | 2008-003 | Final Rule for Rules 3526 and 3523 | April 22, 2008 | | 2008-02 | SEC Filing Form 19b-4 for Rule 3523 | April 22, 2008 | | 2007-008 | Proposed Rule for Rule 3526 and 3523 Amendments | July 24, 2007 | | 2007-03 | SEC Filing Form 19b-4 for Rule 3523 | July 24, 2007 | | 2007-01 | SEC Filing Form 19b-4 for Rule 3523 | April 3, 2007 | | 2007-002 | Concept Release for Rule 3523 | April 3, 2007 | | 2006-02 | SEC Filing Form 19b-4 for Ethics and Independence Rules | Oct. 31, 2006 | | 2006-006 | Adjustment to Implementation Schedule of Ethics and Independence Rules | Oct. 31, 2006 | | 2006-01 | SEC Filing Form 19b-4 for Amendment No. 2 of Proposed Ethics and Independence Rules | March 28, 2006 | | 2006-001 | Adjustment to Implementation Schedule of Ethics and Independence Rules | March 28, 2006 | | 2005-02 | SEC Filing Form 19b-4 for Amendment No. 1 of Proposed Ethics and Independence Rules | Nov. 23, 2005 | | 2005-020 | Technical Amendments of Ethics and Indepence Rules | Nov. 22, 2005 | | 2005-02 | SEC Filing Form 19b-4 for Ethics and Independence Rules | July 26, 2005 | | 2005-014 | Final Rule on Ethics and Independence Rules | July 26, 2005 | | 2004-015 | Proposed Rule on Ethics and Independence Rules | Dec. 14, 2004 |
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| Statement by Chairman Mark W. Olson on Proposal | July 24, 2007 | | Statement by Board Member Charles D. Niemeier on Proposal | July 24, 2007 | | Statement by Board Member Daniel L. Goelzer on Proposal | July 24, 2007 | | Statement by Chairman Mark W. Olson on Concept Release of Rule 3523 | April 3, 2007 | | Statement by Board Member Charles D. Niemeier on Concept Release of Rule 3523 | April 3, 2007 | | Statement by Board Member Daniel L. Goelzer on Concept Release of Rule 3523 | April 3, 2007 | | Adopting Briefing Paper | July 26, 2005 | | Statement by Board Member Kayla J. Gillan on Adoption | July 26, 2005 | | Statement by Board Member Daniel L. Goelzer on Adoption | July 26, 2005 | | Proposal Briefing Paper | Dec. 14, 2004 | | Statement by Chairman William J. McDonough on Proposal | Dec. 14, 2004 | | Statement by Board Member Kayla J. Gillan on Proposal | Dec. 14, 2004 | | Statement by Board Member Bill Gradison on Proposal | Dec. 14, 2004 | | Statement by Board Member Daniel L. Goelzer on Proposal | Dec. 14, 2004 | | Transcript: Auditor Independence and Tax Services Roundtable | July 14, 2004 |
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