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Docket 032 : Temporary Rule for an Interim Inspection Program for the Audits of Brokers and Dealers
 Approved by SEC

 
 
 

 Releases and Rule Filings

 
Release NO.
Description
Date
2011-01SEC Filing Form 19b-4June 21, 2011
2011-001Final RuleJune 14, 2011
2010-008Proposed RuleDec. 14, 2010
 

 Supplemental Materials

 
 

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