Comment Letters for Docket 032
Approved by SEC
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| 1 | Chris Barnard | | Jan. 27, 2011 | | 2 | | McGladrey & Pullen, LLP | Feb. 9, 2011 | | 3 | Lisa Roth, Association Past-Chairman, Chair, NAIBD Member Advocacy Committee | National Association of Independent Broker Dealers (NAIBD) | Feb. 9, 2011 | | 4 | | KPMG LLP | Feb. 10, 2011 | | 5 | Lisa Roth, Director; Stacy Havener, President | Third Party Marketers Association (3PM) | Feb. 10, 2011 | | 6 | | GrantThornton LLP | Feb. 14, 2011 | | 7 | JoAnn Guattery, Chair, Accounting Principles and Auditing Standards Committee | California Society of Certified Public Accountants (CalCPA) | Feb. 8, 2011 | | 8 | Cynthia M. Fornelli, Executive Director | Center for Audit Quality (CAQ) | Feb. 15, 2011 | | 9 | Barry C. Melancon, CPA, President & CEO | American Institute of Certified Public Accountants (AICPA) | Feb. 15, 2011 | | 10 | Dale E. Brown, CAE, President & CEO | Financial Services Institute (FSI) | Feb. 15, 2011 | | 11 | Rep. Spencer Bachus, Chairman, Committee on Financial Services; Rep. Scott Garrett, Chairman, Subcommittee on Capital Markets and Government Sponsored Enterprises | United States House of Representatives Committee on Financial Services | May 27, 2011 | | 12 | Rep. Lynn Jenkins, Rep. Collin C. Peterson, Rep. Michael K. Conaway, Rep. Brad Sherman, Rep. John Campbell, Rep. Jim Renacci, Rep. Steven Palazzo, and Rep. Bill Flores | United States House of Representatives | Feb. 14, 2011 |
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