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Comment Letters for Docket 033 
 Approved by SEC 

 

 Comment Letters

No.
Author
Company/Organization
Date
1James W. Noble, CPA, CFOTerminus Securities, LLCJan. 27, 2011
2McGladrey & Pullen, LLPFeb. 9, 2011
3Lisa Roth, Association Past-Chairman, Chair, NAIBD Member Advocacy CommitteeNational Association of Independent Broker Dealers (NAIBD)Feb. 9, 2011
4KPMG LLPFeb. 10, 2011
5JoAnn Guattery, Chair, Accounting Principles and Auditing Standards CommitteeCalifornia Society of Certified Public Accountants (CalCPA)Feb. 8, 2011
6PricewaterhouseCoopers LLPFeb. 15, 2011
7Cynthia M. Fornelli, Executive DirectorCenter for Audit Quality (CAQ)Feb. 15, 2011
8Deloitte & Touche LLPFeb. 15, 2011
 

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