Comment Letters for Docket 033
Approved by SEC
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| 1 | James W. Noble, CPA, CFO | Terminus Securities, LLC | Jan. 27, 2011 | | 2 | | McGladrey & Pullen, LLP | Feb. 9, 2011 | | 3 | Lisa Roth, Association Past-Chairman, Chair, NAIBD Member Advocacy Committee | National Association of Independent Broker Dealers (NAIBD) | Feb. 9, 2011 | | 4 | | KPMG LLP | Feb. 10, 2011 | | 5 | JoAnn Guattery, Chair, Accounting Principles and Auditing Standards Committee | California Society of Certified Public Accountants (CalCPA) | Feb. 8, 2011 | | 6 | | PricewaterhouseCoopers LLP | Feb. 15, 2011 | | 7 | Cynthia M. Fornelli, Executive Director | Center for Audit Quality (CAQ) | Feb. 15, 2011 | | 8 | | Deloitte & Touche LLP | Feb. 15, 2011 |
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