PCAOB issues annual report on broker-dealer audits. The report provides (1) information about our 2020 inspections approach, (2) a summary of our 2020 inspections observations, and (3) “good practices.”

Driving improvement in audit quality to protect investors

The Public Company Accounting Oversight Board oversees the audits of public companies and SEC-registered brokers and dealers.

Aug. 19, 2021

Inspections

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