Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

Date:
Nov. 12, 2025
Time:
8:30 a.m. - 4:10 p.m.
Speakers:
Board Member Kara M. Stein; PCAOB Staff; FINRA Staff; SEC Staff
Event:
  • Small Business and Broker-Dealer Auditor Forum
Location:
St. Robert's Hall, Loyola Marymount University, Los Angeles, CA

On November 12, 2025, the PCAOB hosted a Forum for Auditors of Small Businesses and Broker-Dealers. Recordings of the presentations can be found below. For any questions, please contact [email protected].

SEC Update (SEC Staff)

 

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