Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

Date:

May 13, 2026

Time:

9:00 a.m. - 4:30 p.m.

Speakers:

Chairman Demetrios (Jim) Logothetis; PCAOB Staff; FINRA Staff; SEC Staff

Event:

Location:

Jersey City, NJ

Registration

There is no fee to attend this in-person only event, but advance registration is required. A livestream and recording will be made available.

Additional information will be sent to all registrants one to two business days prior to the forum.

9:00 a.m. – 9:30 a.m.	Welcome and Board Member Perspectives with Chairman Demetrios (Jim) Logothetis
9:30 a.m. – 10:45 a.m.	PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers
10:45 a.m. – 11:00 a.m.	Break
11:00 a.m. – 12:15 p.m.	PCAOB Inspections Overview and Illustrative Examples: Issuers
12:15 p.m. – 1:30 p.m.	Lunch
1:30 p.m. – 2:10 p.m.	SEC Update
2:10 p.m. – 3:00 p.m.	FINRA Update
3:00 p.m. – 3:15 p.m.	Break
3:15 p.m. – 3:40 p.m.	PCAOB Enforcement Update
3:40 p.m. – 4:30 p.m.	PCAOB Standard-Setting Update