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Docket 033 : Funding Rule Amendments for Allocating the Board’s Accounting Support Fee Among Issuers, Brokers, and Dealers
Docket Status:
Approved by SEC
Comment Letters:
View Comment Letters
Releases and Rule Filings
Release NO.
Description
Date
2011-02
SEC Filing Form 19b-4
June 21, 2011
2011-002
Final Rule
June 14, 2011
2010-009
Proposed Rule
Dec. 14, 2010
Supplemental Materials
Description
Date
Statement on Allocation of the Accounting Support Fee Among Issuers and Broker-Dealers by James R. Doty, Chairman
June 14, 2011
Statement on Allocation of the Accounting Support Fee Among Issuers and Broker-Dealers by Lewis H. Ferguson, Board Member
June 14, 2011
Statement on Allocation of the Accounting Support Fee Among Issuers and Broker-Dealers by Daniel L. Goelzer, Board Member
June 14, 2011
Fact Sheet - Funding Rules
June 14, 2011
Statement on Proposed Broker-Dealer Funding Rules by Daniel L. Goelzer, Acting Chairman
Dec. 14, 2010
Statement on Proposal for Allocation of the Board's Accounting Support Fee among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules by Steven B. Harris, Board Member
Dec. 14, 2010
Fact Sheet - Proposed Funding Rules
Dec. 14, 2010
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