Docket 033: Funding Rule Amendments for Allocating the Board’s Accounting Support Fee Among Issuers, Brokers, and Dealers

Docket Status:
Approved by SEC
SEC Action:

Release No. 34-65162 (Aug. 18, 2011)

Releases and Rule Filings

Release or Rule Filing No. Description Date
2011-02 SEC Filing Form 19b-4 Jun. 21, 2011
2011-002 Final Rule Jun. 14, 2011
2010-009 Proposed Rule Dec. 14, 2010

Supplemental Materials

Description Date
Statement on Allocation of the Accounting Support Fee Among Issuers and Broker-Dealers by James R. Doty, Chairman Jun. 14, 2011
Statement on Allocation of the Accounting Support Fee Among Issuers and Broker-Dealers by Lewis H. Ferguson, Board Member Jun. 14, 2011
Allocation of the Board's Accounting Support Fee among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules by Steven B. Harris, Board Member Jun. 14, 2011
Statement on Allocation of the Accounting Support Fee Among Issuers and Broker-Dealers by Daniel L. Goelzer, Board Member Jun. 14, 2011
Fact Sheet - Funding Rules Jun. 14, 2011
Statement on Proposed Broker-Dealer Funding Rules by Daniel L. Goelzer, Acting Chairman Dec. 14, 2010
Statement on Proposal for Allocation of the Board's Accounting Support Fee among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules by Steven B. Harris, Board Member Dec. 14, 2010
Fact Sheet - Proposed Funding Rules Dec. 14, 2010