Driving improvement in audit quality to protect investors

The Public Company Accounting Oversight Board oversees the audits of public companies and SEC-registered brokers and dealers.

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Oct. 19, 2020

PCAOB posts recordings for the 2020 forums for auditors of small businesses and auditors of broker-dealers.

Audit Firms & Broker-Dealers
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Your Tips Help the PCAOB Protect Investors

How can you play a role in helping to protect investors? The public can play a critical role in our enforcement efforts by letting us know when they see something amiss.

PCAOB Chair Erica Y. Williams explains the different ways you can send tips to the PCAOB. Watch our video to see what types of information are useful to the PCAOB.

Learn more about Tips and Referrals