Docket 057: Amendments to QC 1000, A Firm’s System of Quality Control, and related Rule and Forms

Docket Status:
Adopted, Pending SEC Action

Releases and Rule Filings

Release or Rule Filing No. Description Date
2026-01 Amended SEC Filing Form 19b-4 Sep. 14, 2026
2026-01 SEC Filing Form 19b-4 Sep. 10, 2026
2026-007 Final Rule Sep. 9, 2026
2026-002 Supplemental Request Jun. 9, 2026

Supplemental Materials

Description Date
Statement on the Adoption of QC 1000 Amendments by Demetrios Logothetis, Chairman Sep. 9, 2026
Statement on Adoption of Amendments to QC 1000, A Firm’s System of Quality Control, with Specific Comments on the Recission of the Requirement for an External Quality Control Function by George R. Botic, Board Member Sep. 9, 2026
An Improved QC 1000 by Steven D. Laughton, Board Member Sep. 9, 2026
Balancing Audit Quality and Investor Protection Through Common Sense, Proportionate Amendments to QC 1000 by Mark A. Calabria, Board Member Sep. 9, 2026
Statement in Support of the Adoption of Final Amendments to QC 1000, A Firm’s System of Quality Control by Kyle S. Hauptman, Board Member Sep. 9, 2026
Supplemental Request for Comment: Proposed Amendments to QC 1000, A Firm's System of Quality Control by Demetrios Logothetis, Chairman Jun. 9, 2026
Inviting Broader Stakeholder Perspectives on Proposed Amendments to QC 1000, A Firm’s System of Quality Control by George R. Botic, Board Member Jun. 9, 2026
Statement on Proposed Amendments Related to QC 1000 – Pursuing a More Moderate and Sustainable Course by Steven D. Laughton, Board Member Jun. 9, 2026
Advancing Audit Quality Through Balanced Regulation: Statement in Support of Supplemental Request for Comment on Proposed Amendments to QC 1000 by Mark A. Calabria, Board Member Jun. 9, 2026
Transcript Excerpt: Standards and Emerging Issues Advisory Group May 6, 2026
Transcript Excerpt: Investor Advisory Group Apr. 29, 2026