Settled Disciplinary Orders

Listed below are all of the Board orders in settlements that the Board has reached with registered firms or their associated persons.

 

 

Shedjama Inc. and Edward Opperman, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-003-Shedjama.pdfShedjama Inc. and Edward Opperman, CPAUnited States3/13/2018 4:00:00 AM
Baum & Company, P.A. and Joel S. Baum, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-002-Baum.pdfBaum & Company, P.A. and Joel S. Baum, CPAUnited States2/27/2018 5:00:00 AM
Tarvaran Askelson & Company, LLP, Eric Askelson, and Patrick Tarvaranhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-001-Tarvaran.pdfTarvaran Askelson & Company, LLP, Eric Askelson, and Patrick TarvaranUnited States2/27/2018 5:00:00 AM
Berkman Özatahttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-051-Ozata.pdfBerkman ÖzataTurkey12/19/2017 5:00:00 AM
DRT Bagimsiz Denetim ve Serbest Muhasebeci Mali Musavirlik A.Ş.https://pcaobus.org/Enforcement/Decisions/Documents/105-2017-050-DRT.pdfDRT Bagimsiz Denetim ve Serbest Muhasebeci Mali Musavirlik A.Ş.Turkey12/19/2017 5:00:00 AM
David M. Burns, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-055-Burns.pdfDavid M. Burns, CPAUnited States12/19/2017 5:00:00 AM
Edward Richardson Jr., CPA, and Edward Richardson Jr., CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-053-Richardson.pdfEdward Richardson Jr., CPA, and Edward Richardson Jr., CPAUnited States12/19/2017 5:00:00 AM
Grant Thornton LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-054-GT-Bancorp.pdfGrant Thornton LLPUnited States12/19/2017 5:00:00 AM
Stevenson & Company CPAs LLC a/k/a Stevenson & Company CPAs; Raydell Stevenson, CPA; and Wesley H. Hufford, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-049-Stevenson.pdfStevenson & Company CPAs LLC a/k/a Stevenson & Company CPAs; Raydell Stevenson, CPA; and Wesley H. Hufford, CPAUnited States12/19/2017 5:00:00 AM
Şule Firuzmenthttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-052-Firuzment.pdfŞule FiruzmentTurkey12/19/2017 5:00:00 AM
Peter D. Willner, CPA and Peter Willner, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-045-Willner.pdfPeter D. Willner, CPA and Peter Willner, CPAUnited States12/13/2017 5:00:00 AM
Tan Poh Ling, Chartered Accountanthttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-047-Tan-Poh-Ling.pdfTan Poh Ling, Chartered AccountantMalaysia12/13/2017 5:00:00 AM
Weld Asia Associates and Tan Chin Huat, Chartered Accountanthttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-046-Weld-Asia.pdfWeld Asia Associates and Tan Chin Huat, Chartered AccountantMalaysia12/13/2017 5:00:00 AM
Anthony Kam & Associates Limited, and Anthony KAM Hau Choi, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-043-KAM.pdfAnthony Kam & Associates Limited, and Anthony KAM Hau Choi, CPAHong Kong11/28/2017 5:00:00 AM
VanDuyne, Bruno & Co., P.A., Anthony Bruno, CPA, and Jack Gutierrez, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-044-VDBC.pdfVanDuyne, Bruno & Co., P.A., Anthony Bruno, CPA, and Jack Gutierrez, CPAUnited States11/28/2017 5:00:00 AM
Brace & Associates, PLLC and Kari Brace, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-042-Brace.pdfBrace & Associates, PLLC and Kari Brace, CPAUnited States11/16/2017 5:00:00 AM
Pinaki & Associates LLC and Pinaki Mohapatra, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-040-Pinaki.pdfPinaki & Associates LLC and Pinaki Mohapatra, CPAUnited States10/26/2017 4:00:00 AM
Weaver and Tidwell, L.L.P.https://pcaobus.org/Enforcement/Decisions/Documents/105-2017-041-Weaver.pdfWeaver and Tidwell, L.L.P.United States10/26/2017 4:00:00 AM
BDO Auditores, S.L.P.; Santiago Sañé Figueras; and José Ignacio Algás Fernándezhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-039-BDO-Spain.pdfBDO Auditores, S.L.P.; Santiago Sañé Figueras; and José Ignacio Algás FernándezSpain9/26/2017 4:00:00 AM
Pitcher Partners (Sydney, Australia)https://pcaobus.org/Enforcement/Decisions/Documents/105-2017-037-Pitcher.pdfPitcher Partners (Sydney, Australia)Australia9/14/2017 4:00:00 AM
Seale and Beers CPAs, LLC and Charlie B. Roy, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-038-Seale-Beers.pdfSeale and Beers CPAs, LLC and Charlie B. Roy, CPAUnited States9/14/2017 4:00:00 AM
Enterprise CPAs, Ltd. and David (Xiaobo) Liuhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-033-Enterprise.pdfEnterprise CPAs, Ltd. and David (Xiaobo) LiuUnited States8/2/2017 4:00:00 AM
Jerome Rosenberg CPA, P.C. and Jerome Rosenberg, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-036-Rosenberg.pdfJerome Rosenberg CPA, P.C. and Jerome Rosenberg, CPAUnited States8/2/2017 4:00:00 AM
L&L CPAs, PA and Weixuan Luo, CPA (a/k/a Tracy Luo)https://pcaobus.org/Enforcement/Decisions/Documents/105-2017-034-LL.pdfL&L CPAs, PA and Weixuan Luo, CPA (a/k/a Tracy Luo)United States8/2/2017 4:00:00 AM
PricewaterhouseCoopers LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2017-032-PwC-Merrill.pdfPricewaterhouseCoopers LLPUnited States8/2/2017 4:00:00 AM