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About
Senior Staff
Board Staff
Omid Harraf
Chief of Staff
Emerald P. Greywoode
Senior Counsel to the Chief of Staff
Jennifer Donohue
Head of Strategic Communications to the Chair
Martha C. Kidd
Special Counsel to Chair Erica Y. Williams
Robert G. Ravas
Special Adviser to Chair Erica Y. Williams
Steven D. Laughton
Board Counsel to Board Member Christina Ho
Julie Edwards
Board Adviser to Board Member Christina Ho
Gail A. Pierce
Board Counsel to Board Member Anthony C. Thompson
Jane Hutchens
Board Adviser to Board Member Anthony C. Thompson
Stephen R. Kroll
Board Counsel to Board Member Kara M. Stein
Robert Peak
Board Adviser to Board Member Kara M. Stein
Jayme Herschkopf
Board Counsel to Board Member George R. Botic
Ellen Graper
Board Adviser to Board Member George R. Botic
Divisions
Enforcement and Investigations
Robert E. Rice
Director
Michael W. Davis
Chief of Staff
Kyra C. Armstrong
Counsel to the Director
William Ryan
Chief Counsel
John Abell
Chief Accountant
Kathleen McGovern
Chief Litigation and Intake Counsel
Registration and Inspections
Christine Gunia
Director
Renee Phalin
Deputy Director, People and Regional Operations
Timothy P. Sikes
Deputy Director, Non-Affiliated Firm Inspection Program
Carol Swaniker
Deputy Director, Registration
Offices
Chief Auditor
Barbara Vanich
Chief Auditor
Dima Andriyenko
Deputy Chief Auditor
Chief Hearing Officer
Marc B. Dorfman
Chief Hearing Officer
Chief Operating Officer
James McNamara
Chief Operating Officer
Holly Greaves
Chief Financial Officer
Randy L. Thornton
Chief Human Resources Officer and Deputy Director, HR Delivery
Pamela C. Dyson
Chief Information Officer and Director, Office of Technology
Tan Cross
Director of Facilities and Operations
Communications and Engagement
Kent Bonham
Director
Ashley M. Lewis
Deputy Director, Communications
Economic and Risk Analysis
Martin C. Schmalz
Chief Economist and Director
Michael J. Gurbutt
Deputy Director of Economic Analysis and Operations
John Cook
Chief Counsel
Enterprise Risk Management
Tami Daughdrill
Chief Risk Officer
General Counsel
James Cappoli
General Counsel
Matt Goldin
Deputy General Counsel
Connor Raso
Deputy General Counsel
Genae Richardson
Deputy General Counsel
Internal Oversight and Performance Assurance
Michael Weigand
Director
International Affairs
Karen B. Dietrich
Director
Investor Advocate
Saba Qamar
Investor Advocate
Secretary
Phoebe W. Brown
Secretary
About
The Board
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