Small Business and Broker-Dealer Forums

The PCAOB hosts forums to provide registered audit firms access to timely information. Forums on Auditing in the Small Business Environment provide updates about PCAOB activities to registered firms that audit public companies considered to be small businesses. Forums for Auditors of Broker-Dealers are primarily designed to share information with registered firms that audit broker-dealers. Forums provide attendees with an opportunity to learn more about the work of the Board and current issues impacting the relevant sector of the auditing profession.

Besides providing important updates, the forums are an opportunity for Board members and PCAOB staff to receive input on issues related to the Board’s work.  

There is no fee to participate in our forums, but advance registration is required.

View Small Business and Broker-Dealer Forum Events