Driving continuous improvement in audit quality

The Public Company Accounting Oversight Board oversees the audits of public companies and SEC-registered brokers and dealers.

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Recent Updates

Oct. 18, 2021

PCAOB provides preview of 2020 inspection observations.

Oct. 7, 2021

PCAOB released staff guidance on considerations regarding the relevance and reliability of information from external sources that the auditor plans to use as audit evidence.

Sep. 22, 2021

PCAOB will hold an open meeting on September 28 to consider a request for additional comment on proposed new requirements for the lead auditor’s use of other auditors.

Sep. 20, 2021

PCAOB announces 2021 Forum for Auditors of Small Businesses and Broker-Dealers.

Broker-Dealers & Small Businesses