Driving improvement in audit quality to protect investors

The Public Company Accounting Oversight Board oversees the audits of public companies and SEC-registered brokers and dealers.

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Feb. 4, 2026

A new PCAOB publication provides auditors with insights related to the testing of transactions between brokers and dealers and related parties, typically parents or affiliates.

Inspections
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Oct. 15, 2025

The PCAOB has published a new edition of Data Points on financial restatements and auditor turnover.

Inspections
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Recent Updates

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Apr. 13, 2026

PCAOB Chairman Demetrios (Jim) Logothetis will host a forum on auditing in the small business environment and on auditing broker-dealers on May 13, 2026, in Jersey City, NJ.

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Mar. 31, 2026

The PCAOB has issued a request for public comment seeking input regarding the PCAOB’s strategic priorities.

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