Summaries of IOPA Performance Reviews

One of the PCAOB's strategic goals is to operate in a manner that recognizes its public mission and responsibility to exercise careful stewardship over its resources. As a result, IOPA conducts performance reviews and real-time quality assurance of PCAOB functions and programs.
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Title
Date
Office of Administration InitiativesPDF ImageOct. 13, 2016
Payroll and Paid Time Off ReportingPDF ImageOct. 13, 2016
Travel at the PCAOBPDF ImageDec. 23, 2015
Broker Dealer Audit Firm Inspection ProgramPDF ImageMarch 18, 2015
Facilities ManagementPDF ImageJan. 13, 2015
Printer ManagementPDF ImageJan. 13, 2015
Business Processes in the Office of General CounselPDF ImageFeb. 26, 2014
Procedures to Evaluate Firms' Remediation SubmissionsPDF ImageJan. 3, 2014
Safety and Security Procedures for International TravelersPDF ImageJuly 3, 2013
Procurement OperationsPDF ImageJan. 14, 2013
Office of Research and AnalysisPDF ImageSept. 6, 2012
Technology in Support of Business Continuity Planning PDF ImageJuly 2, 2012
Enforcement and Investigations ProgramPDF ImageJan. 11, 2012
Controls Over Employee Internet ActivityPDF ImageSept. 27, 2011
IT Governance and StaffingPDF ImageSept. 27, 2011
Inspections Documentation and Other Selected IssuesPDF ImageDec. 20, 2010
Past Recommendations from Reports to the PCAOBPDF ImageJune 1, 2010
Reported Performance for 2009PDF ImageJune 1, 2010
International InspectionsPDF ImageDec. 14, 2009
Purchase Card ProgramPDF ImageJuly 30, 2009
Succession PlanningPDF ImageMay 5, 2009
Travel 2007 ReportPDF ImageNov. 21, 2008
Recruitment and RetentionPDF ImageJuly 8, 2008
Security Policies and ProceduresPDF ImageNov. 13, 2007
Large Firm InspectionsPDF ImageJuly 18, 2007
Document ManagementPDF ImageDec. 15, 2006
Enterprise ArchitecturePDF ImageDec. 15, 2006
Investment Review CommitteePDF ImageDec. 15, 2006
Office of Research and AnalysisPDF ImageSept. 12, 2006
Division of Enforcement and InvestigationsPDF ImageAug. 7, 2006
Office of Chief AuditorPDF ImageAug. 7, 2006
InspectionsPDF ImageDec. 19, 2005
FinancePDF ImageNov. 4, 2005
Human ResourcesPDF ImageMay 27, 2005
Information TechnologyPDF ImageNov. 30, 2004
Web-Based Registration SystemPDF ImageJuly 12, 2004