Investor Advisory Group

The PCAOB Investor Advisory Group provides views and advice to the Board on broad policy issues and other matters related to the work of the PCAOB that affect investors. The Board relies on the IAG to provide high-level advice and insight on matters the Board may face in fulfilling its mission to protect investors under the Sarbanes-Oxley Act.

PCAOB Board members and SEC Chairman Jay Clayton listen to introductions at the October 24, 2017, meeting of the IAG. From left to right: Board Member Jeanette Franzel, PCAOB Chairman James Doty, Board Member and IAG Chairman Steven Harris, and SEC Chairman Jay Clayton.

Investor Advisory Group Members

Meetings

There are currently no upcoming IAG meetings scheduled.

The agenda and meeting logistics will be announced closer to each meeting date.

PCAOB Chairman James Doty (left) and Board Member and IAG Chairman Steven Harris (right) listen to opening remarks by SEC Chair Mary Jo White at the October 27, 2016, meeting of the IAG.

Nomination Process

On a triennial basis, the Board seeks nominations of individuals to serve three-year terms on the IAG. Members are selected by the Board based on the nominations received, including self-nominations, from any person or organization. Appointments are typically announced in September, and the terms will commence on October 1 of the calendar year in which the member is appointed. No person may be an IAG member for more than nine consecutive years.

Membership in the advisory group is personal to the member, and the duties and responsibilities of the member cannot be delegated to others. Members are subject to certain sections of the Board's Ethics Code, as provided in PCAOB Rule 3700, Advisory Groups.

  • Nominee Form – Use this form to nominate yourself to serve on the IAG
  • Nominator Form – Use this form to nominate an individual to serve on the IAG

Charter

Members of the IAG at the October 27, 2016, meeting.