Settled Disciplinary Orders

Listed below are all of the Board orders in settlements that the Board has reached with registered firms or their associated persons. The Board also imposes sanctions through adjudicated disciplinary orders.

 

 

Cameron Terry, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-020-Terry.pdfCameron Terry, CPAUnited States8/21/2019 4:00:00 AM
Gregory & Associates, LLC and Alan D. Gregory, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-018-Gregory.pdfGregory & Associates, LLC and Alan D. Gregory, CPAUnited States8/21/2019 4:00:00 AM
Thayer O'Neal Company, LLC and Thomas M. O'Neal, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-021-Thayer-ONeal.pdfThayer O'Neal Company, LLC and Thomas M. O'Neal, CPAUnited States8/21/2019 4:00:00 AM
Thomas Kober, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-019-Kober.pdfThomas Kober, CPAUnited States8/21/2019 4:00:00 AM
PricewaterhouseCoopers, S.C.https://pcaobus.org/Enforcement/Decisions/Documents/105-2019-017-PwC-Mexico.pdfPricewaterhouseCoopers, S.C.Mexico8/1/2019 4:00:00 AM
Jeffrey T. Gross Ltd. and Jeffrey T. Gross, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-016-Jeffrey-T-Gross-Ltd.pdfJeffrey T. Gross Ltd. and Jeffrey T. Gross, CPAUnited States7/23/2019 4:00:00 AM
Grant L. Hardy, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-015-Hardy.pdfGrant L. Hardy, CPAUnited States6/5/2019 4:00:00 AM
Pritchett, Siler & Hardy, P.C. and Douglas W. Child, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-014-PSH-Child.pdfPritchett, Siler & Hardy, P.C. and Douglas W. Child, CPAUnited States6/5/2019 4:00:00 AM
Humayoun G. Khanhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-013-Kahn.pdfHumayoun G. KhanUnited States6/4/2019 4:00:00 AM
William Trainor, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-012-Trainor.pdfWilliam Trainor, CPAUnited States6/4/2019 4:00:00 AM
Timothy M. Kosiekhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-010-Kosiek.pdfTimothy M. KosiekUnited States4/26/2019 4:00:00 AM
KPMG Audit Limited and Damion J. Henderson, CAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-008-KPMG-Bermuda.pdfKPMG Audit Limited and Damion J. Henderson, CABermuda4/9/2019 4:00:00 AM
Raich Ende Malter & Co. LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-009-REM.PDFRaich Ende Malter & Co. LLPUnited States4/9/2019 4:00:00 AM
Bharat Parikh & Associates Chartered Accountants, Bharatkumar Balmukund Parikh, FCA, and Anuj Bharatkumar Parikhhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-003-Bharat-Parikh.pdfBharat Parikh & Associates Chartered Accountants, Bharatkumar Balmukund Parikh, FCA, and Anuj Bharatkumar ParikhIndia3/19/2019 4:00:00 AM
Deloitte & Touche Ltda.https://pcaobus.org/Enforcement/Decisions/Documents/105-2019-006-DT-Colombia.pdfDeloitte & Touche Ltda.Colombia3/19/2019 4:00:00 AM
RSM Hong Konghttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-005-RSM-HK.pdfRSM Hong KongHong Kong3/19/2019 4:00:00 AM
RSM US LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-004-RSM-US.pdfRSM US LLPUnited States3/19/2019 4:00:00 AM
WDM Chartered Professional Accountantshttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-007-WDM.pdfWDM Chartered Professional AccountantsCanada3/19/2019 4:00:00 AM
Richard H. Huff, Jr., CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-001-Huff.pdfRichard H. Huff, Jr., CPAUnited States2/26/2019 5:00:00 AM
Wayne J. Kaplan, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-002-Kaplan.pdfWayne J. Kaplan, CPAUnited States2/26/2019 5:00:00 AM
Crowe MacKay LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-025-Crowe-MacKay.pdfCrowe MacKay LLPCanada12/20/2018 5:00:00 AM
Ricardo Agustín García Chagoyán, José Ignacio Valle Aparicio, and Rubén Eduardo Guerrero Cerverahttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-021-Chagoyán-Aparicio-Cervera.pdfRicardo Agustín García Chagoyán, José Ignacio Valle Aparicio, and Rubén Eduardo Guerrero CerveraMexico10/30/2018 4:00:00 AM
Deloitte LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-020-Deloitte-Canada.pdfDeloitte LLPCanada10/16/2018 4:00:00 AM
Zhang Hongling CPA, P.C. and Hongling Zhang, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-019-Zhang.pdfZhang Hongling CPA, P.C. and Hongling Zhang, CPAUnited States10/2/2018 4:00:00 AM
Breard & Associates, Inc. Certified Public Accountants and Kevin G. Breard, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-018-Breard.pdfBreard & Associates, Inc. Certified Public Accountants and Kevin G. Breard, CPAUnited States8/9/2018 4:00:00 AM