Settled Disciplinary Orders

Listed below are all of the Board orders in settlements that the Board has reached with registered firms or their associated persons.

FilterFilter
|
Sort by:
|
Group by:
RespondentsCountryEffective Date
Wander Rodrigues TelesPDF DocumentBrazilMarch 20, 2017
Canuswa Accounting & Tax Services Inc. and Jun Zhang, CPAPDF DocumentUnited StatesMarch 20, 2017
Donna Lynn Johnson, CPAPDF DocumentUnited StatesFeb. 23, 2017
Edward Andrew Hamilton, CPAPDF DocumentUnited StatesFeb. 23, 2017
Cutler & Co., LLC and David J. C. Cutler, CPAPDF DocumentUnited StatesFeb. 23, 2017
KAP Purwantono, Sungkoro & Surja; Roy Iman Wirahardja; and James Randall LealiPDF DocumentIndonesiaFeb. 9, 2017
HJ & Associates, LLC; S. Jeffrey Jones, CPA; Robert M. Jensen, CPA; and Charles D. Roe, CPAPDF DocumentUnited StatesJan. 24, 2017
Scrudato & Co. PA, and John Scrudato, CPAPDF DocumentUnited StatesDec. 20, 2016
Arshak Davtyan, Inc. and Arshak Davtyan, CPAPDF DocumentUnited StatesDec. 20, 2016
David C. Lee, CPAPDF DocumentUnited StatesDec. 20, 2016
Deloitte Accountants B.V.PDF DocumentNetherlandsDec. 13, 2016
Tamas B. Revai, CPA and Tamas B. Revai, CPAPDF DocumentUnited StatesDec. 13, 2016
David Lee Hillary, Jr. and David Lee Hillary, Jr., CPAPDF DocumentUnited StatesDec. 13, 2016
Bojan Stokic, CPAPDF DocumentUnited StatesDec. 13, 2016
Aldo Hidalgo de la RosaPDF DocumentMexicoDec. 5, 2016
Miguel Angel Asencio AsencioPDF DocumentMexicoDec. 5, 2016
Arturo Vargas Arellano, CPCPDF DocumentMexicoDec. 5, 2016
Galaz, Yamazaki, Ruiz Urquiza, S.C.PDF DocumentMexicoDec. 5, 2016
Walter Vinicius Barreto Brito SilvaPDF DocumentBrazilDec. 5, 2016
Simone Pacheco Lemos do AmaralPDF DocumentBrazilDec. 5, 2016
Marco Aurelio Paulino NevesPDF DocumentBrazilDec. 5, 2016
Renata Coelho de Sousa CastelliPDF DocumentBrazilDec. 5, 2016
José Fernando AlvesPDF DocumentBrazilDec. 5, 2016
Leonardo Fonseca de Freitas MaiaPDF DocumentBrazilDec. 5, 2016
Joao Rafael Belo de Araujo FilhoPDF DocumentBrazilDec. 5, 2016
James Roderick Talbot OramPDF DocumentBrazilDec. 5, 2016
André Ricardo Aguillar PaulonPDF DocumentBrazilDec. 5, 2016
Wanderley OlivettiPDF DocumentBrazilDec. 5, 2016
Maurício Pires de Andrade ResendePDF DocumentBrazilDec. 5, 2016
José Domingos do PradoPDF DocumentBrazilDec. 5, 2016
Deloitte Touche Tohmatsu Auditores IndependentesPDF DocumentBrazilDec. 5, 2016
Roth & Company, P.C. and Jerome A. Carlson, CPAPDF DocumentUnited StatesSept. 15, 2016
Jackson, Howell & Associates, PLLCPDF DocumentUnited StatesSept. 15, 2016
Berkow, Schechter & Company LLP and Neil H. Berkow, CPAPDF DocumentUnited StatesSept. 15, 2016
Goldman Kurland and Mohidin, LLP and Ahmed Mohidin, CPAPDF DocumentUnited StatesSept. 13, 2016
Chun Cho Kwok, CPA and KCC & AssociatesPDF DocumentUnited StatesJune 30, 2016
Chunmin Liu, CPAPDF DocumentUnited StatesJune 14, 2016
Gary L. Singer, CPAPDF DocumentUnited StatesJune 14, 2016
Tony Zhicong Li, CPAPDF DocumentUnited StatesJune 14, 2016
Li and Company, P.C.PDF DocumentUnited StatesJune 14, 2016
Maillie LLP and Laurie Harvey, CPAPDF DocumentUnited StatesJune 14, 2016
Donahue Associates LLC and Brian D. Donahue, CPAPDF DocumentUnited StatesJune 14, 2016
Jerry L Stanford, CPA and Jerry L. Stanford, CPAPDF DocumentUnited StatesJune 14, 2016
Michael F. Albanese, CPA and Michael F. Albanese, CPAPDF DocumentUnited StatesJune 14, 2016
AWC LLP; Mun Leung CHUNG, CPA; and Lam Shan MUI, CPAPDF DocumentUnited StatesMay 18, 2016
AWC (CPA) Limited; WONG Chi Wai, CPA; and WONG Fei Cheung, CPAPDF DocumentHong KongMay 18, 2016
The Hall Group, CPAs and David S. Hall, CPAPDF DocumentUnited StatesApril 26, 2016
Moss, Krusick & Associates, LLC; and Joseph M. Krusick, CPAPDF DocumentUnited StatesApril 12, 2016
WJB & Co., P.C.PDF DocumentUnited StatesMarch 15, 2016
Steven G. Hirshenson, CharteredPDF DocumentUnited StatesMarch 15, 2016
Keiter, Stephens, Hurst, Gary & Shreaves, P.C.PDF DocumentUnited StatesMarch 15, 2016
Holt & Patterson, LLCPDF DocumentUnited StatesMarch 15, 2016
Carnaghi & Schwark, PLLCPDF DocumentUnited StatesMarch 15, 2016
Mark K. Nelson, CPAPDF DocumentUnited StatesFeb. 18, 2016
Scott and Company LLC and Michael J. Slapnik, CPAPDF DocumentUnited StatesFeb. 18, 2016
Clay Thomas, P.C., and Clay Thomas, CPAPDF DocumentUnited StatesFeb. 18, 2016
Kantor Akuntan Publik Jimmy BudhiPDF DocumentIndonesiaJan. 21, 2016
Kim Wilfred TiPDF DocumentHong KongJan. 12, 2016
Derek WAN Tak ShingPDF DocumentHong KongJan. 12, 2016
Edith LAM Kar BoPDF DocumentHong KongJan. 12, 2016
PKF [Hong Kong]PDF DocumentHong KongJan. 12, 2016
Craig M Harbsmeier, PSCPDF DocumentUnited StatesDec. 17, 2015
David A. Levy, CPA, PCPDF DocumentUnited StatesDec. 17, 2015
Vernon OatesPDF DocumentUnited StatesDec. 3, 2015
L.L. Bradford & Company, LLCPDF DocumentUnited StatesDec. 3, 2015
Stein & Company, LLP and Jon H. Stein, CPAPDF DocumentUnited StatesDec. 3, 2015
BDO Auditores, S.L.P.PDF DocumentSpainNov. 12, 2015
Turner, Jones and Company PLLC; Stephen M. Turner, CPA; and Mark E. Turbyfill, CPAPDF DocumentUnited StatesOct. 15, 2015
SHEDJAMA, Inc.PDF DocumentUnited StatesOct. 15, 2015
Reilly, Penner & Benton LLPPDF DocumentUnited StatesOct. 15, 2015
Oliva, Goddard & Wright, Certified Public AccountantsPDF DocumentUnited StatesOct. 15, 2015
David A. Aronson, CPA, P.A., and David A. Aronson, CPAPDF DocumentUnited StatesOct. 2, 2015
Buffington & Company, P.C.PDF DocumentUnited StatesSept. 10, 2015
Brookscardiel & Company, PLLCPDF DocumentUnited StatesSept. 10, 2015
Albert ThomasPDF DocumentUnited StatesAug. 13, 2015
Nancy Pei HuiPDF DocumentUnited StatesAug. 13, 2015
Keith K. Zhen, CPA and Keith Zhen, CPAPDF DocumentUnited StatesJuly 23, 2015
Bravos & Associates CPA's, and Thomas W. Bravos, CPAPDF DocumentUnited StatesJuly 23, 2015
R.R. Hawkins & Associates, International A Professional Corporation and R. Richard Hawkins, II, CPAPDF DocumentUnited StatesJuly 23, 2015
Timothy Alan Coons, CPA and Timothy Coons, CPAPDF DocumentUnited StatesJuly 23, 2015
Anil Bedi, CPAPDF DocumentUnited StatesJuly 23, 2015
HDSG & AssociatesPDF DocumentIndiaJuly 23, 2015
Dale Jensen, CPAPDF DocumentUnited StatesJuly 23, 2015
Weaver and Tidwell, L.L.P.PDF DocumentUnited StatesJuly 23, 2015
Cowan, Gunteski & Co., P.A. and William Meyler, CPAPDF DocumentUnited StatesJuly 23, 2015
Walker & Armstrong LLPPDF DocumentUnited StatesJuly 9, 2015
Sanford, Baumeister & Frazier, LLPPDF DocumentUnited StatesJuly 9, 2015
Mistretta Associates and Robert Mistretta, CPAPDF DocumentUnited StatesJuly 9, 2015
James G. Pirolli, CPAPDF DocumentUnited StatesJuly 9, 2015
Bret M. Sewell, CPAPDF DocumentUnited StatesJuly 9, 2015
Goracke & Associates, P.C.PDF DocumentUnited StatesJuly 9, 2015
CST Group, CPAs, P.C.PDF DocumentUnited StatesJuly 9, 2015
Conn & Company, P.C.PDF DocumentUnited StatesJuly 9, 2015
Samyn & Martin, LLC and John J. Samyn, CPAPDF DocumentUnited StatesJuly 9, 2015
Harris & Gillespie CPA's, PLLC, and Thomas J. Harris, CPAPDF DocumentUnited StatesJune 16, 2015
Mark Shelley CPA, Mark A. Shelley, CPA, and Allan J. RicksPDF DocumentUnited StatesMay 28, 2015
Ronald R. Chadwick, P.C. and Ronald R. Chadwick, CPAPDF DocumentUnited StatesApril 28, 2015
Suzanne M. HerringPDF DocumentUnited StatesApril 1, 2015
Gordon Brad Beckstead, CPAPDF DocumentUnited StatesApril 1, 2015
Hazel-Leilani De Los Reyes Bradford, CPAPDF DocumentUnited StatesApril 1, 2015
View All1 - 100 Next>