Settled Disciplinary Orders

Listed below are all of the Board orders in settlements that the Board has reached with registered firms or their associated persons. The Board also imposes sanctions through adjudicated disciplinary orders.

 

 

HLB Mann Judd, Darryl Swindells, and Aidan Smithhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-008-HLB.pdfHLB Mann Judd, Darryl Swindells, and Aidan SmithAustralia6/29/2020 4:00:00 AM
Ahmed & Associates CPA P.C. and Rizwan Ahmed, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-004-Ahmed.pdfAhmed & Associates CPA P.C. and Rizwan Ahmed, CPAUnited States4/21/2020 4:00:00 AM
Green & Company CPAs, LLC and Travis J. Green, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-003-Green.pdfGreen & Company CPAs, LLC and Travis J. Green, CPAUnited States4/16/2020 4:00:00 AM
Whitley Penn LLP; Susan Lunn Powell, CPA; Jeffry Shannon Lawlis, CPA; and John Griffin Babb, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-002-Whitley-Penn.pdfWhitley Penn LLP; Susan Lunn Powell, CPA; Jeffry Shannon Lawlis, CPA; and John Griffin Babb, CPAUnited States3/24/2020 4:00:00 AM
BDO Limitedhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-029-BDO-Limited.pdfBDO LimitedHong Kong12/17/2019 5:00:00 AM
PMB Helin Donovan, LLP; Christie J. Cardwell, CPA; and Donald K. McPhee, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-031-PMB.pdfPMB Helin Donovan, LLP; Christie J. Cardwell, CPA; and Donald K. McPhee, CPAUnited States12/17/2019 5:00:00 AM
PricewaterhouseCoopershttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-030-PricewaterhouseCoopers.pdfPricewaterhouseCoopersHong Kong12/17/2019 5:00:00 AM
Brady Jensen, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-024-Jensen.pdfBrady Jensen, CPAUnited States10/31/2019 4:00:00 AM
Castillo Miranda y Compañía, S.C.; Ignacio García Pareras; Juan Martín Gudiño Casillas; Luis Raúl Michel Domínguez; Juan Francisco Olvera Díaz; Carlos Rivas Ramos; and Bernardo Soto Peñafielhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-028-BDO-Mexico.pdfCastillo Miranda y Compañía, S.C.; Ignacio García Pareras; Juan Martín Gudiño Casillas; Luis Raúl Michel Domínguez; Juan Francisco Olvera Díaz; Carlos Rivas Ramos; and Bernardo Soto PeñafielMexico10/31/2019 4:00:00 AM
Deloitte Anjin LLChttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-025-Deloitte-Anjin.pdfDeloitte Anjin LLCSouth Korea10/31/2019 4:00:00 AM
Hyun Seung Leehttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-027-Hyun-Seung-Lee.pdfHyun Seung LeeSouth Korea10/31/2019 4:00:00 AM
Seul Hyang Weehttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-026-Seul-Hyang-Wee.pdfSeul Hyang WeeSouth Korea10/31/2019 4:00:00 AM
Marcum Bernstein & Pinchuk LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-023 - MBP.pdfMarcum Bernstein & Pinchuk LLPUnited States9/10/2019 4:00:00 AM
Marcum LLP and Alfonse Gregory Giugliano, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-022 - Marcum.pdfMarcum LLP and Alfonse Gregory Giugliano, CPAUnited States9/10/2019 4:00:00 AM
Cameron Terry, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-020-Terry.pdfCameron Terry, CPAUnited States8/21/2019 4:00:00 AM
Gregory & Associates, LLC and Alan D. Gregory, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-018-Gregory.pdfGregory & Associates, LLC and Alan D. Gregory, CPAUnited States8/21/2019 4:00:00 AM
Thayer O'Neal Company, LLC and Thomas M. O'Neal, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-021-Thayer-ONeal.pdfThayer O'Neal Company, LLC and Thomas M. O'Neal, CPAUnited States8/21/2019 4:00:00 AM
Thomas Kober, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-019-Kober.pdfThomas Kober, CPAUnited States8/21/2019 4:00:00 AM
PricewaterhouseCoopers, S.C.https://pcaobus.org/Enforcement/Decisions/Documents/105-2019-017-PwC-Mexico.pdfPricewaterhouseCoopers, S.C.Mexico8/1/2019 4:00:00 AM
Jeffrey T. Gross Ltd. and Jeffrey T. Gross, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-016-Jeffrey-T-Gross-Ltd.pdfJeffrey T. Gross Ltd. and Jeffrey T. Gross, CPAUnited States7/23/2019 4:00:00 AM
Grant L. Hardy, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-015-Hardy.pdfGrant L. Hardy, CPAUnited States6/5/2019 4:00:00 AM
Pritchett, Siler & Hardy, P.C. and Douglas W. Child, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-014-PSH-Child.pdfPritchett, Siler & Hardy, P.C. and Douglas W. Child, CPAUnited States6/5/2019 4:00:00 AM
Humayoun G. Khanhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-013-Kahn.pdfHumayoun G. KhanUnited States6/4/2019 4:00:00 AM
William Trainor, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-012-Trainor.pdfWilliam Trainor, CPAUnited States6/4/2019 4:00:00 AM
Timothy M. Kosiekhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-010-Kosiek.pdfTimothy M. KosiekUnited States4/26/2019 4:00:00 AM