Settled Disciplinary Orders

Listed below are all of the Board orders in settlements that the Board has reached with registered firms or their associated persons. The Board also imposes sanctions through adjudicated disciplinary orders.

 

 

KPMG Audit Limited and Damion J. Henderson, CAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-008-KPMG-Bermuda.pdfKPMG Audit Limited and Damion J. Henderson, CABermuda4/9/2019 4:00:00 AM
Raich Ende Malter & Co. LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-009-REM.PDFRaich Ende Malter & Co. LLPUnited States4/9/2019 4:00:00 AM
Bharat Parikh & Associates Chartered Accountants, Bharatkumar Balmukund Parikh, FCA, and Anuj Bharatkumar Parikhhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-003-Bharat-Parikh.pdfBharat Parikh & Associates Chartered Accountants, Bharatkumar Balmukund Parikh, FCA, and Anuj Bharatkumar ParikhIndia3/19/2019 4:00:00 AM
Deloitte & Touche Ltda.https://pcaobus.org/Enforcement/Decisions/Documents/105-2019-006-DT-Colombia.pdfDeloitte & Touche Ltda.Colombia3/19/2019 4:00:00 AM
RSM Hong Konghttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-005-RSM-HK.pdfRSM Hong KongHong Kong3/19/2019 4:00:00 AM
RSM US LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-004-RSM-US.pdfRSM US LLPUnited States3/19/2019 4:00:00 AM
WDM Chartered Professional Accountantshttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-007-WDM.pdfWDM Chartered Professional AccountantsCanada3/19/2019 4:00:00 AM
Richard H. Huff, Jr., CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-001-Huff.pdfRichard H. Huff, Jr., CPAUnited States2/26/2019 5:00:00 AM
Wayne J. Kaplan, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-002-Kaplan.pdfWayne J. Kaplan, CPAUnited States2/26/2019 5:00:00 AM
Crowe MacKay LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-025-Crowe-MacKay.pdfCrowe MacKay LLPCanada12/20/2018 5:00:00 AM
Ricardo Agustín García Chagoyán, José Ignacio Valle Aparicio, and Rubén Eduardo Guerrero Cerverahttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-021-Chagoyán-Aparicio-Cervera.pdfRicardo Agustín García Chagoyán, José Ignacio Valle Aparicio, and Rubén Eduardo Guerrero CerveraMexico10/30/2018 4:00:00 AM
Deloitte LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-020-Deloitte-Canada.pdfDeloitte LLPCanada10/16/2018 4:00:00 AM
Zhang Hongling CPA, P.C. and Hongling Zhang, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-019-Zhang.pdfZhang Hongling CPA, P.C. and Hongling Zhang, CPAUnited States10/2/2018 4:00:00 AM
Breard & Associates, Inc. Certified Public Accountants and Kevin G. Breard, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-018-Breard.pdfBreard & Associates, Inc. Certified Public Accountants and Kevin G. Breard, CPAUnited States8/9/2018 4:00:00 AM
Brian D. Donahue, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/Donahue.pdfBrian D. Donahue, CPAUnited States7/24/2018 4:00:00 AM
Leigh J Kremer CPA and Leigh J. Kremer, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/Kremer.pdfLeigh J Kremer CPA and Leigh J. Kremer, CPAUnited States7/24/2018 4:00:00 AM
David S. Friedkin, CPA and David Scott Friedkin, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-014-Friedkin.pdfDavid S. Friedkin, CPA and David Scott Friedkin, CPAUnited States7/12/2018 4:00:00 AM
East West Accounting Services, LLC and Frasat Farooq, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-015-East-West.pdfEast West Accounting Services, LLC and Frasat Farooq, CPAUnited States7/12/2018 4:00:00 AM
Frazier & Deeter, LLChttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-013-Frazier-Deeter.pdfFrazier & Deeter, LLCUnited States7/12/2018 4:00:00 AM
Richard J. Girasole, CPA PC and Richard J. Girasole, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-012-Girasole.pdfRichard J. Girasole, CPA PC and Richard J. Girasole, CPAUnited States6/13/2018 4:00:00 AM
Adam M. Sandersonhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-009-Sanderson.pdfAdam M. SandersonUnited Kingdom5/23/2018 4:00:00 AM
Deloitte & Touche LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-008-DT-JKHY.pdfDeloitte & Touche LLPUnited States5/23/2018 4:00:00 AM
Elliot D. Kim, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-010-Kim.pdfElliot D. Kim, CPAUnited States5/23/2018 4:00:00 AM
Gökhan Alpmanhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-006-Alpman.pdfGökhan AlpmanTurkey5/9/2018 4:00:00 AM
Hüseyin Gürerhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2018-005-Gurer.pdfHüseyin GürerTurkey5/9/2018 4:00:00 AM