Settled Disciplinary Orders

Listed below are all of the Board orders in settlements that the Board has reached with registered firms or their associated persons. The Board also imposes sanctions through adjudicated disciplinary orders.

 

 

Da Hua CPAs (Special General Partnership)https://pcaobus.org/Enforcement/Decisions/Documents/105-2020-015-Da-Hua.pdfDa Hua CPAs (Special General Partnership)China9/29/2020 4:00:00 AM
East Asia Sentinel Limitedhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-016-East-Asia-Sentinel.pdfEast Asia Sentinel LimitedHong Kong9/29/2020 4:00:00 AM
Ruihua Certified Public Accountantshttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-017-Ruihua.pdfRuihua Certified Public AccountantsChina9/29/2020 4:00:00 AM
Zhonghua Certified Public Accountants LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-018-Zhonghua.pdfZhonghua Certified Public Accountants LLPChina9/29/2020 4:00:00 AM
Helen R. Liao, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-014-LIAO.pdfHelen R. Liao, CPAUnited States9/24/2020 4:00:00 AM
John E. Klenner, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-013-KLENNER.pdfJohn E. Klenner, CPAUnited States9/24/2020 4:00:00 AM
Marcum LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-012-MARCUM-LLP.pdfMarcum LLPUnited States9/24/2020 4:00:00 AM
Jones Simkins LLC, Michael C. Kidman, and Mark E. Lowhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-011-JS.pdfJones Simkins LLC, Michael C. Kidman, and Mark E. LowUnited States9/15/2020 4:00:00 AM
Liggett & Webb, P.A., James Howard Liggett, CPA, and Derek Martin Webb, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-010-LW.pdfLiggett & Webb, P.A., James Howard Liggett, CPA, and Derek Martin Webb, CPAUnited States8/25/2020 4:00:00 AM
Ryan J. Collins, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-009-Collins.pdfRyan J. Collins, CPAUnited States7/21/2020 4:00:00 AM
HLB Mann Judd, Darryl Swindells, and Aidan Smithhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-008-HLB.pdfHLB Mann Judd, Darryl Swindells, and Aidan SmithAustralia6/29/2020 4:00:00 AM
Ahmed & Associates CPA P.C. and Rizwan Ahmed, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-004-Ahmed.pdfAhmed & Associates CPA P.C. and Rizwan Ahmed, CPAUnited States4/21/2020 4:00:00 AM
Green & Company CPAs, LLC and Travis J. Green, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-003-Green.pdfGreen & Company CPAs, LLC and Travis J. Green, CPAUnited States4/16/2020 4:00:00 AM
Whitley Penn LLP; Susan Lunn Powell, CPA; Jeffry Shannon Lawlis, CPA; and John Griffin Babb, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2020-002-Whitley-Penn.pdfWhitley Penn LLP; Susan Lunn Powell, CPA; Jeffry Shannon Lawlis, CPA; and John Griffin Babb, CPAUnited States3/24/2020 4:00:00 AM
BDO Limitedhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-029-BDO-Limited.pdfBDO LimitedHong Kong12/17/2019 5:00:00 AM
PMB Helin Donovan, LLP; Christie J. Cardwell, CPA; and Donald K. McPhee, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-031-PMB.pdfPMB Helin Donovan, LLP; Christie J. Cardwell, CPA; and Donald K. McPhee, CPAUnited States12/17/2019 5:00:00 AM
PricewaterhouseCoopershttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-030-PricewaterhouseCoopers.pdfPricewaterhouseCoopersHong Kong12/17/2019 5:00:00 AM
Brady Jensen, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-024-Jensen.pdfBrady Jensen, CPAUnited States10/31/2019 4:00:00 AM
Castillo Miranda y Compañía, S.C.; Ignacio García Pareras; Juan Martín Gudiño Casillas; Luis Raúl Michel Domínguez; Juan Francisco Olvera Díaz; Carlos Rivas Ramos; and Bernardo Soto Peñafielhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-028-BDO-Mexico.pdfCastillo Miranda y Compañía, S.C.; Ignacio García Pareras; Juan Martín Gudiño Casillas; Luis Raúl Michel Domínguez; Juan Francisco Olvera Díaz; Carlos Rivas Ramos; and Bernardo Soto PeñafielMexico10/31/2019 4:00:00 AM
Deloitte Anjin LLChttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-025-Deloitte-Anjin.pdfDeloitte Anjin LLCSouth Korea10/31/2019 4:00:00 AM
Hyun Seung Leehttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-027-Hyun-Seung-Lee.pdfHyun Seung LeeSouth Korea10/31/2019 4:00:00 AM
Seul Hyang Weehttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-026-Seul-Hyang-Wee.pdfSeul Hyang WeeSouth Korea10/31/2019 4:00:00 AM
Marcum Bernstein & Pinchuk LLPhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-023 - MBP.pdfMarcum Bernstein & Pinchuk LLPUnited States9/10/2019 4:00:00 AM
Marcum LLP and Alfonse Gregory Giugliano, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-022 - Marcum.pdfMarcum LLP and Alfonse Gregory Giugliano, CPAUnited States9/10/2019 4:00:00 AM
Cameron Terry, CPAhttps://pcaobus.org/Enforcement/Decisions/Documents/105-2019-020-Terry.pdfCameron Terry, CPAUnited States8/21/2019 4:00:00 AM