Forums on Auditing in the Small Business Environment and Forums for Auditors of Broker-Dealers

Forum on Auditing in the Small Business Environment 

The Forum on Auditing in the Small Business Environment is a program for representatives of the small business community to learn more about the work of the Board, specifically the PCAOB inspection process and the impact of new auditing standards. Auditors from smaller registered public accounting firms are invited to attend. The seminars, which are offered at no cost to attendees, give participants the chance to learn about and discuss PCAOB issues with Board members and staff.

Forum for Auditors of Broker-Dealers 

The Forum for Auditors of Broker-Dealers is designed specifically for those auditors who are registered with the PCAOB because they audit brokers or dealers as well as for auditors with both small business and broker-dealer clients. The seminars, which are offered at no cost to attendees, give participants the chance to learn about and discuss PCAOB issues with Board members and staff.

Upcoming Forums

Sept. 22, 2016Jersey City, NJ – Forum for Auditors of Broker-Dealers
Oct. 18, 2016Tampa, FL – Forum for Auditors of Broker-Dealers
Oct. 19, 2016Tampa, FL
Dec. 7, 2016Las Vegas, NV – Forum for Auditors of Broker-Dealers
Dec. 8, 2016Las Vegas, NV

Previous Forums

July 21, 2016New York, NY
June 21, 2016Philadelphia, PA
June 2, 2016Chicago, IL
June 1, 2016Chicago, IL – Forum for Auditors of Broker-Dealers
May 4, 2016Dallas, TX
April 21, 2016Orange County, CA
April 20, 2016Orange County, CA – Forum for Auditors of Broker-Dealers