Open Board Meeting to Consider Proposing Interim Inspection Program for Broker-Dealer Audits and Broker-Dealer Funding Rules
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Agenda
Call to Order and Roll Call | |
Proposed Rule on Inspections of Audits of Brokers and Dealers | J. Gordon Seymour Michael Stevenson Robert Burns |
Proposed Amendments to PCAOB's Funding Rules | J. Gordon Seymour Robert Burns Nina Mojiri-Azad Annie Braswell |
Closing Comments & Adjournment | Daniel L. Goelzer Acting Chairman |