Advisory Group Nominee Form

The PCAOB announced on January 31, 2022, the creation of two new advisory groups—the Investor Advisory Group (IAG) and the Standards and Emerging Issues Advisory Group (SEIAG). The advisory groups will enable the PCAOB to obtain essential input and insights from investors and other stakeholders on a wide variety of matters related to improving audit quality. Read the news release.

The nomination period related to the solicitation for IAG and SEIAG members is closed.

Personal Information

Title

First Name*

Middle Name

Last Name*

Email*

Daytime Phone*

Alternate Phone

Street Address*

City*

State*

Zip*

Country*

Qualifications

Please select the role that most closely aligns with your current or most recent professional role (Check all that may apply.):*

Accounting
Auditing
Corporate finance
Corporate governance
Investing in public companies
Academic

If you selected "investing in public companies" please select the role that most closely aligns with your current or most recent professional role:

Institutional investor
Retail investor
Pension manager
Investor advocate
Academic with a focus on investing
Other... This choice will expand a text box

Would you like to be considered for the IAG, the SEIAG, or both:*

IAG
SEIAG
Both

Current Occupation*

Title*

Current or Most Recent Employer*

Type of Entity*

Dates with Current or Most Recent Employer*

Professional Licenses or Certifications

Please provide all relevant licenses or certifications and include state/organization, date, and if current.

Professional Associations or Affiliations

Please provide all relevant associations or affiliations and include if you are a current officer or member or were a past officer.

Current Board Memberships (excluding Audit Committees)

Please provide all current board memberships and include if you are a member or a chair.

Current Audit Committee Memberships

Please provide all audit committee memberships and include if you are a member or a chair.

Please describe the unique attributes, expertise, or experience that you will offer the PCAOB:*

Please describe any work and other initiatives you have participated in to enhance investor protection:

Have you ever been prohibited from practicing before the U.S. Securities & Exchange Commission or any other regulatory body?*

If you answered yes to the previous question, please provide further information regarding the circumstances:

Have you ever been barred as an officer or director of any company?*

If you answered yes to the previous question, please provide further information regarding the circumstances:

Have you ever been a defendant or respondent in an investigation or other proceeding by a law enforcement or regulatory agency (including but not limited to PCAOB, DOJ, SEC, AICPA, FINRA, non-U.S. regulatory agency, U.S. licensing board, or any other licensing organization)? Or, in the preceding 3 years, have you been a witness or produced documents in any such investigation or proceeding?*

If you answered yes to the previous question, please provide further information regarding the circumstances:

Please include your current resume or curriculum vitae*:

Please upload a PDF file.

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As part of an application to serve on one or more PCAOB advisory group, nominees may be subject to background checks conducted utilizing the provided information and/or searches of public records.