Senior Staff
Board Staff
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Divisions
Enforcement and Investigations
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Registration and Inspections
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Offices
Administration
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Chief Auditor
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Chief Hearing Officer
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Communications and Engagement
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Data, Security, and Technology
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Economic and Risk Analysis
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Enterprise Risk Management
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
General Counsel
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Internal Oversight and Performance Assurance
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
International Affairs
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Investor Advocate
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.
Secretary
Carol Swaniker
Deputy Director, Registration
Division of Registration and Inspections
Carol Swaniker is Deputy Director in the Division of Registration and Inspections, responsible for the registration program. She oversees all aspects of the registration and reporting process for public accounting firms. She was named to this post in May 2018.
Ms. Swaniker joined the PCAOB in 2005 and led domestic and international inspections of global network firms until 2009, when she became a regional coordinator for non-affiliate firm inspections.
Prior to joining the PCAOB, she worked at KPMG in London, Philadelphia, and New York. She is a graduate of Southampton University in the United Kingdom, and has a B.S. with honors in accounting and law.
She is a certified public accountant, a chartered accountant, and a fellow of the Institute of Chartered Accountants in England and Wales.