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SubscribeDriving improvement in audit quality to protect investors
The Public Company Accounting Oversight Board oversees the audits of public companies and SEC-registered brokers and dealers.
Protecting Investors in 2024: Supporting Smaller Audit Firms
See how PCAOB has renewed its focus on supporting smaller audit firms to enhance audit quality and protect investors in this new video highlighting recent PCAOB initiatives.
Information for:
Aug. 19, 2021
PCAOB issues annual report on broker-dealer audits. The report provides (1) information about our 2020 inspections approach, (2) a summary of our 2020 inspections observations, and (3) “good practices.”
Inspections
Your Tips Help the PCAOB Protect Investors
How can you play a role in helping to protect investors? The public can play a critical role in our enforcement efforts by letting us know when they see something amiss.
PCAOB Chair Erica Y. Williams explains the different ways you can send tips to the PCAOB. Watch our video to see what types of information are useful to the PCAOB.
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