In September 2021, the PCAOB announced that its Forum for Auditors of Small Businesses and Broker-Dealers would not take place in person in 2021 due to the COVID-19 pandemic.
The following resources are offered in place of the in-person Forum.
Information for Both Auditors of Small Businesses and Auditors of Broker-Dealers
Office of the Chief Auditor Update (PCAOB Staff)
Division of Enforcement and Investigations Update (PCAOB Staff)
Information for Auditors of Small Businesses
Division of Registration and Inspections Update (PCAOB Staff)
Illustrative Examples for Auditors of Small Businesses (PCAOB Staff)
Information for Auditors of Broker-Dealers
Division of Registration and Inspections Update (PCAOB Staff)
Illustrative Examples for Auditors of Broker-Dealers (PCAOB Staff)
Financial Industry Regulatory Authority (FINRA) Update (FINRA Staff)