On October 19, 2020, the PCAOB posted video presentations to provide timely educational resources for auditors of small businesses and broker-dealers.
These resources were offered in place of the PCAOB’s in-person forums for auditors of small businesses and auditors of broker-dealers that did not take place in 2020 due to the COVID-19 pandemic. If you would like to view recordings of these presentations,
please contact us at [email protected].
Information for Both Auditors of Small Businesses and Auditors of Broker-Dealers
Board Member Perspectives (PCAOB Board Member Rebekah Goshorn Jurata)
Office of the Chief Auditor Update (PCAOB Staff)
Division of Enforcement and Investigations Update (PCAOB Staff)
Information for Auditors of Small Businesses
Division of Registration and Inspections Update (PCAOB Staff)
Illustrative Examples for Auditors of Small Businesses (PCAOB Staff)
Information for Auditors of Broker-Dealers
Division of Registration and Inspections Update (PCAOB Staff)
Illustrative Examples for Auditors of Broker-Dealers (PCAOB Staff)
Financial Industry Regulatory Authority (FINRA) Update (FINRA Staff)
Careers
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