Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

On May 22, 2024, the PCAOB hosted a livestream of its Forum for Auditors of Small Businesses and Broker-Dealers. Recordings of the presentations can be found below. For any questions, please contact [email protected].

Erica Y. Williams Remarks (PCAOB Staff)


PCAOB Inspections Overview: Issuers (PCAOB Staff)


PCAOB Standard-Setting Update (PCAOB Staff)


PCAOB Enforcement Update (PCAOB Staff)


SEC Update (SEC Staff)


PCAOB Inspections Overview: Broker-Dealers (PCAOB Staff)


FINRA Update (FINRA Staff)



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