Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

Date:
May 22, 2024
Time:
9:15 a.m.
Speakers:
Chair Erica Y. Williams, PCAOB Staff; FINRA Staff; SEC Staff
Event:
  • Multimedia
  • Small Business and Broker-Dealer Auditor Forum
Location:
Chicago, IL

On May 22, 2024, the PCAOB hosted a livestream of its Forum for Auditors of Small Businesses and Broker-Dealers. Recordings of the presentations can be found below. For any questions, please contact [email protected].

Erica Y. Williams Remarks (PCAOB Staff)


PCAOB Inspections Overview: Issuers (PCAOB Staff)

 

PCAOB Standard-Setting Update (PCAOB Staff)

PCAOB Enforcement Update (PCAOB Staff)


SEC Update (SEC Staff)


PCAOB Inspections Overview: Broker-Dealers (PCAOB Staff)


FINRA Update (FINRA Staff)


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