Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

Date:

May 22, 2024

Time:

9:15 a.m.

Speakers:

Chair Erica Y. Williams, PCAOB Staff; FINRA Staff; SEC Staff

Event:

Location:

Chicago, IL

Registration

There is no fee to attend in-person or view the forum’s livestream, but advance registration is required.

Access information will be sent to all registrants one day prior to the forum.

9:15 a.m. – 10:05 a.m.	Welcome and Chair Williams Remarks
10:05 a.m. – 11:20 a.m.	PCAOB Inspections Overview and Illustrative Examples: Issuers
11:20 a.m. – 11:35 a.m.	Break
11:35 a.m. – 12:25 p.m.	PCAOB Standard-Setting Update
12:25 p.m. – 12:50 p.m.	PCAOB Enforcement Update
12:50 p.m. – 1:50 p.m.	Lunch
1:50 p.m. – 2:40 p.m.	SEC Update
2:40 p.m. – 3:30 p.m.	FINRA Update
3:30 p.m. – 3:45 p.m.	Break
3:45 p.m. – 5:00 p.m.	PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers