Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

Date:

Apr. 21, 2026

Time:

9:00 a.m. - 4:40 p.m.

Speakers:

Board Member Mark Calabria; PCAOB Staff; FINRA Staff; SEC Staff

Event:

Location:

Chicago, IL

Registration

There is no fee to attend this in-person only event, but advance registration is required.

Additional information will be sent to all registrants one to two business days prior to the forum.

9:00 a.m. – 9:55 a.m.	Welcome and Board Member Perspectives
9:55 a.m. – 11:10 a.m.	PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers
11:10 a.m. – 11:20 a.m.	Break
11:20 a.m. – 12:10 p.m.	Standard-Setting Update
12:10 p.m. – 12:35 p.m.	PCAOB Enforcement Update
12:35 p.m. – 1:35 p.m.	Lunch
1:35 p.m. – 2:25 p.m.	SEC Update
2:25 p.m. – 3:15 p.m.	FINRA Update
3:15 p.m. – 3:25 p.m.	Break
3:25 p.m. – 4:40 p.m.	PCAOB Inspections Overview and Illustrative Examples: Issuer