Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

Date:

Sep. 18, 2026

Time:

9:00 a.m. - 4:35 p.m.

Speakers:

Board Member Steven D. Laughton; PCAOB Staff; FINRA Staff; SEC Staff

Event:

Location:

Denver, CO

Registration

There is no fee to attend this event, but advance registration is required. A recording will be made available after the event.

9:00 a.m. – 9:55 a.m.	Welcome and Board Member Remarks
9:55 a.m. – 11:10 a.m.	PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers
11:10 a.m. – 11:20 a.m.	Break
11:20 a.m. – 12:35 p.m.	PCAOB Inspections Overview and Illustrative Examples: Issuers
12:35 p.m. – 1:35 p.m.	Lunch
1:35 p.m. – 2:20 p.m.	SEC Update
2:20 p.m. – 3:10 p.m.	FINRA Update
3:10 p.m. – 3:20 p.m.	Break
3:20 p.m. – 4:10 p.m.	PCAOB Standard-Setting Update
4:10 p.m. – 4:35 p.m.	PCAOB Enforcement Update