Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

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Agenda

8:30 a.m. – 9:20 a.m.Welcome and Board Member Ho Remarks
9:20 a.m. – 10:35 a.m.PCAOB Inspections Overview and Illustrative Examples: Issuers
10:35 a.m. - 10:45 a.m.Break
10:45 a.m. – 11:10 a.m.PCAOB Enforcement Update
11:10 a.m. – 12:25 p.m.  PCAOB Standard-Setting Update
12:25 p.m. – 1:25 p.m.Lunch
1:25 p.m. - 2:40 p.m.PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers
2:40 p.m. - 2:50 p.m.Break
2:50 p.m. – 3:40 p.m.SEC Update
3:40 p.m. – 4:30 p.m.FINRA Update

Related Information