Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers
Registration
There is no fee to attend in-person, but advance registration is required.
Forum Access
Access information will be sent to all registrants one day prior to the forum.
Agenda
8:30 a.m. – 9:20 a.m. | Welcome and Board Member Ho Remarks |
9:20 a.m. – 10:35 a.m. | PCAOB Inspections Overview and Illustrative Examples: Issuers |
10:35 a.m. - 10:45 a.m. | Break |
10:45 a.m. – 11:10 a.m. | PCAOB Enforcement Update |
11:10 a.m. – 12:25 p.m. | PCAOB Standard-Setting Update |
12:25 p.m. – 1:25 p.m. | Lunch |
1:25 p.m. - 2:40 p.m. | PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers |
2:40 p.m. - 2:50 p.m. | Break |
2:50 p.m. – 3:40 p.m. | SEC Update |
3:40 p.m. – 4:30 p.m. | FINRA Update |