Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

Registration

There is no fee to attend in-person, but advance registration is required.

Register for the forum

Forum Access

Access information will be sent to all registrants one day prior to the forum.

Agenda

9:30 a.m. – 10:20 a.m.Welcome and Board Member Thompson Remarks
10:20 a.m. – 11:35 a.m.PCAOB Inspections Overview and Illustrative Examples: Issuers
11:35 a.m. - 11:45 a.m.Break
11:45 a.m. – 1:00 p.m.PCAOB Standard-Setting Update
1:00 p.m. – 2:00 p.m.  Lunch 
2:00 p.m. – 2:25 p.m.PCAOB Enforcement Update
2:25 p.m. - 3:15 p.m.SEC Update
3:15 p.m. - 4:05 p.m.FINRA Update
4:05 p.m. – 4:15 p.m.Break
4:15 p.m. – 5:30 p.m.PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers

Related Information