Forum on Auditing in the Small Business Environment and on Auditing Broker-Dealers

Date:

Nov. 20, 2024

Time:

9:30 a.m.

Speakers:

Board Member Anthony C. Thompson; PCAOB Staff; FINRA Staff; SEC Staff

Event:

Location:

Hyatt Regency Jersey City

Registration

There is no fee to attend in-person, but advance registration is required.

Access information will be sent to all registrants one day prior to the forum.

9:30 a.m. – 10:20 a.m.	Welcome and Board Member Thompson Remarks
10:20 a.m. – 11:35 a.m.	PCAOB Inspections Overview and Illustrative Examples: Issuers
11:35 a.m. - 11:45 a.m.	Break
11:45 a.m. – 1:00 p.m.	PCAOB Standard-Setting Update
1:00 p.m. – 2:00 p.m.	Lunch
2:00 p.m. – 2:25 p.m.	PCAOB Enforcement Update
2:25 p.m. - 3:15 p.m.	SEC Update
3:15 p.m. - 4:05 p.m.	FINRA Update
4:05 p.m. – 4:15 p.m.	Break
4:15 p.m. – 5:30 p.m.	PCAOB Inspections Overview and Illustrative Examples: Broker-Dealers