Forum on Auditing Smaller Broker-Dealers Date: Oct. 29, 2014 Time: 8:30AM - 5:00PM Speakers: Panel Event: Broker-Dealer Auditing Forum Address: Hyatt Regency Miami 400 SE Second Avenue Miami, FL 33131Miami, FL Contact: Public Affairs (202) 207-9081 Related InformationInvitation Agenda Slides