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SubscribeBoard Announces Participants, Agenda for July 29 Internal Control Roundtable
The Public Company Accounting Oversight Board today announced the participants and agenda for the July 29 roundtable meeting on internal controls.
The roundtable meeting will be held from 9:30 a.m. to 4 p.m. in the Congressional Room of the Capital Hilton, 16th and K Streets N.W., in Washington, D.C.
The roundtable is open to the public and will be webcast.
The archived webcast of the roundtable can be found here.
Participants:
Agilent Technologies
Greg W. Matz
Director of Internal Audit
American Society of Corporate Secretaries
Marie Oh Huber
Securities Law Committee
Association for Investment Management and Research
Patricia D. Walters
Senior Vice President of Professional Standards and Advocacy
Bank of America
Frank McNichol
Chief Operating Officer Corporate Audit
California Board of Accountancy
Wendy S. Perez
President
Commercial Federal Bank
Hal A. Garyn
Senior Vice President - Director of Audit and Risk Services
Deloitte & Touche LLP
John A. Fogarty
Director of Audit Policies & Methodologies
Ernst & Young LLP
Al Paulus
Partner
Federal Reserve Board
Gerald A. Edwards, Jr. ("Jerry")
Associate Director and Chief Accountant-Supervision Division of Banking Supervision and Regulation
Financial Executives International
Colleen Sayther
President & CEO
Grant Thornton LLP
John L. ("Arch") Archambault
Managing Partner of Professional Standards
Intel Corp.
Janice F. Wilkins
Vice President, Director of Internal Audit
KPMG LLP
Mark Niswonger
Partner
National Association of State Boards of Accountancy
Diane M. Rubin, CPA
NASBA Director-at-Large
Pfizer, Inc.
Hugh Donnelly
Vice President, Audit
PricewaterhouseCoopers LLP
Gary Stauffer
Partner
Securities & Exchange Commission
Alan L. Beller
Director
Division of Corporation Finance
Scott Taub
Deputy Chief Accountant
Siemens Corporation
Jeffrey S. Scholl
Vice President Financial Audit, The Americas
Teachers Insurance and Annuity
Association College Retirement Equities Fund
Linda E. Scott
Director, Corporate Governance
Witt, Mares & Company
Michael Umscheid, CPA
Member of the Firm
Reporting on Internal Control Roundtable
| Time (approx) | Topic |
| 8:30-9:30am | Registration tables open |
| 9:30-9:45 | Welcoming Remarks |
| 9:45-10:25 | A. Objectives of the Engagement and Standards on Internal Control Discussion questions 1-4 |
| 10:25-11:05 | B. Documentation of Internal Control by Management Discussion questions 5-8 |
| 11:05-11:30 | C. Framework for Evaluation Discussion questions 9-12 |
| 11:30-12:00 | D. Significant Deficiencies and Material Weaknesses in Internal Control Discussion questions 13-17 |
| 12:00-1:30 | Lunch |
| 1:30-2:00 | E. Material Weaknesses Corrected During the Period Discussion questions 18-19 |
| 2:00-2:25 | F. Using the Work of Others, Including Internal Auditors Discussion questions 20-21 |
| 2:25-2:55 | G. Scope of Testing Controls Discussion questions 22-26 |
| 2:55-3:25 | H. Reporting Discussion questions 27-28 |
| 3:25-3:45 | I. Auditor Independence Discussion questions 29-31 |
| 3:45-4:00 | Audience Questions |
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