PCAOB Posts 2 New Inspection Reports and 1 Expanded Report
Reports dated Mar. 29, 2024
Expanded Report
Pursuant to PCAOB Rule 4009(d), the PCAOB today made public additional portions of the following previously issued inspection report because the firm did not address certain quality control issues to the satisfaction of the Board within the 12 months following the date of the report.
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About the PCAOB
The PCAOB is a nonprofit corporation established by Congress to oversee the audits of public companies in order to protect investors and further the public interest in the preparation of informative, accurate, and independent audit reports. The PCAOB also oversees the audits of brokers and dealers registered with the Securities and Exchange Commission, including compliance reports filed pursuant to federal securities laws.