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SubscribePCAOB Posts Three Settled Disciplinary Orders
The PCAOB has posted the following Settled Disciplinary Orders to its website:
Order Instituting Disciplinary Proceedings, Making Findings, and Imposing Sanctions In the Matter of Stein & Company, LLP and Jon H. Stein, CPA, Respondents.
PCAOB Release No. 105-2015-040(PDF) (PDF)
December 3, 2015
Order Making Findings and Imposing Sanctions In the Matter of L.L. Bradford & Company, LLC, Respondent.
PCAOB Release No. 105-2015-41(PDF) (PDF)
December 3, 2015
Order Making Findings and Imposing Sanctions In the Matter of Vernon Oates, Respondent.
PCAOB Release No. 105-2015-042(PDF) (PDF)
December 3, 2015
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About the PCAOB
The PCAOB is a nonprofit corporation established by Congress to oversee the audits of public companies in order to protect investors and further the public interest in the preparation of informative, accurate, and independent audit reports. The PCAOB also oversees the audits of brokers and dealers, including compliance reports filed pursuant to federal securities laws.