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SubscribePCAOB Posts Three Settled Disciplinary Orders
The PCAOB has posted the following Settled Disciplinary Orders to its website:
Amended Order Instituting Disciplinary Proceedings, and Order Making Findings and Imposing Sanctions In the Matter of Clay Thomas, P.C., and Clay Thomas, CPA, Respondents.
PCAOB Release No. 105-2016-006(PDF) (PDF)
February 18, 2016
Order Instituting Disciplinary Proceedings, Making Findings, and Imposing Sanctions In the Matter of Scott and Company LLC and Michael J. Slapnik, CPA, Respondents.
PCAOB Release No. 105-2016-007(PDF) (PDF)
February 18, 2016
Order Instituting Disciplinary Proceedings, Making Findings, and Imposing Sanctions In the Matter of Mark K. Nelson, CPA, Respondent.
PCAOB Release No. 105-2016-008(PDF) (PDF)
February 18, 2016
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About the PCAOB
The PCAOB is a nonprofit corporation established by Congress to oversee the audits of public companies in order to protect investors and further the public interest in the preparation of informative, accurate, and independent audit reports. The PCAOB also oversees the audits of brokers and dealers, including compliance reports filed pursuant to federal securities laws.