PCAOB Posts Two Adjudicated Disciplinary Orders
The PCAOB today posted the following adjudicated disciplinary orders to its website:
- In the Matter of Gale Moore, CPA, Respondent
Sanctions effective October 17, 2016 - In the Matter of Monte C. Waldman CPA, Respondent
Sanctions effective September 13, 2016
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About the PCAOB
The PCAOB is a nonprofit corporation established by Congress to oversee the audits of public companies in order to protect investors and further the public interest in the preparation of informative, accurate, and independent audit reports. The PCAOB also oversees the audits of brokers and dealers registered with the Securities and Exchange Commission, including compliance reports filed pursuant to federal securities laws.