Comment Letters

Comment Letters
No. Author Company Date
Comment Letter Number: 1 (PDF) Author Chris Barnard Date Jan. 27, 2011
Comment Letter Number: 2 (PDF) Author Company

McGladrey & Pullen, LLP

Date Feb. 9, 2011
Comment Letter Number: 3 (PDF) Author Lisa Roth, Association Past-Chairman, Chair, NAIBD Member Advocacy Committee Company

National Association of Independent Broker Dealers (NAIBD)

Date Feb. 9, 2011
Comment Letter Number: 4 (PDF) Author Company

KPMG LLP

Date Feb. 10, 2011
Comment Letter Number: 5 (PDF) Author Lisa Roth, Director; Stacy Havener, President Company

Third Party Marketers Association (3PM)

Date Feb. 10, 2011
Comment Letter Number: 6 (PDF) Author Company

GrantThornton LLP

Date Feb. 14, 2011
Comment Letter Number: 7 (PDF) Author JoAnn Guattery, Chair, Accounting Principles and Auditing Standards Committee Company

California Society of Certified Public Accountants (CalCPA)

Date Feb. 8, 2011
Comment Letter Number: 8 (PDF) Author Cynthia M. Fornelli, Executive Director Company

Center for Audit Quality

Date Feb. 15, 2011
Comment Letter Number: 9 (PDF) Author Barry C. Melancon, CPA, President & CEO Company

American Institute of Certified Public Accountants (AICPA)

Date Feb. 15, 2011
Comment Letter Number: 10 (PDF) Author Dale E. Brown, CAE, President & CEO Company

Financial Services Institute (FSI)

Date Feb. 15, 2011
Comment Letter Number: 11 (PDF) Author Rep. Spencer Bachus, Chairman, Committee on Financial Services; Rep. Scott Garrett, Chairman, Subcommittee on Capital Markets and Government Sponsored Enterprises Company

United States House of Representatives Committee on Financial Services

Date May 27, 2011
Comment Letter Number: 12 (PDF) Author Rep. Lynn Jenkins, Rep. Collin C. Peterson, Rep. Michael K. Conaway, Rep. Brad Sherman, Rep. John Campbell, Rep. Jim Renacci, Rep. Steven Palazzo, and Rep. Bill Flores Company

United States House of Representatives

Date Feb. 14, 2011